Nomura Holdings’s UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J MLPG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-714	Closed	-$26K	–	2791
2013 Q2	$26K	Buy	+714	New	+$26K	﹤0.01%	2038