Nomura Holdings’s Global Brokerage, Inc. Class A Common Stock GLBR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-3,136	Closed	-$463K	–	2236
2014 Q1	$463K	Sell	3,136 -1,298	-29%	-$192K	﹤0.01%	1181
2013 Q4	$790K	Buy	+4,434	New	+$790K	﹤0.01%	981
2013 Q3	–	Sell	-1,157	Closed	-$190K	–	2629
2013 Q2	$190K	Buy	+1,157	New	+$190K	﹤0.01%	1780