Nomura Holdings’s Advaxis Inc ADXS Stock Holding History

Nomura Holdings’s Portfolio ADXS Stock Details ADXS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-333	Closed	-$16K	–	3148
2014 Q2	$16K	Buy	+333	New	+$14.5K	﹤0.01%	2663

Other funds holding ADXS

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

CAM

Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return

CNB

City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return

KCM

Knoll Capital Management Miami, Florida $180M AUM 66.11% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Nomura Holdings's ADXS Position: Q3 2014 in Review

Nomura Holdings sold out of Advaxis Inc (ADXS) in Q3 2014, closing a stake of 333 shares — an estimated $16K sold.

Nomura Holdings first reported a position in ADXS in Q2 2014 and held it in 1 quarter. The position peaked at $16K in Q2 2014. 24 funds tracked by Wall St. Rank hold ADXS as of Q3 2014.

Nomura Holdings reported no remaining Advaxis Inc position as of Q3 2014 after selling out during the quarter.
Nomura Holdings sold 333 Advaxis Inc shares in Q3 2014, an estimated $16K.
Nomura Holdings first reported a position in Advaxis Inc in Q2 2014 and held it in 1 quarter.
Nomura Holdings's Advaxis Inc position peaked at $16K in Q2 2014.
24 funds tracked by Wall St. Rank held Advaxis Inc as of Q3 2014.

Based on Nomura Holdings's 13F filing for Q3 2014, filed 14 Nov 2014.