Nine Masts Capital’s BlackRock Floating Rate Income Strategies Fund FRA Stock Holding History

Nine Masts Capital’s Portfolio FRA Stock Details FRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-98,900	Closed	-$1.36M	–	243
2018 Q3	$1.36M	Buy	98,900 +6,300	+7%	+$87.1K	0.37%	66
2018 Q2	$1.29M	Buy	+92,600	New	+$1.32M	0.25%	70

Other funds holding FRA

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCA

Restructuring Capital Associates Stamford, Connecticut $115M AUM 20.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AUIM

Aegon USA Investment Management Cedar Rapids, Iowa $140M AUM 12.2% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Nine Masts Capital's FRA Position: Q4 2018 in Review

Nine Masts Capital sold out of BlackRock Floating Rate Income Strategies Fund (FRA) in Q4 2018, closing a stake of 98,900 shares — an estimated $1.36M sold.

Nine Masts Capital first reported a position in FRA in Q2 2018 and held it in 2 quarters. The position peaked at $1.36M in Q3 2018. 100 funds tracked by Wall St. Rank hold FRA as of Q4 2018.

Nine Masts Capital reported no remaining BlackRock Floating Rate Income Strategies Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 98,900 BlackRock Floating Rate Income Strategies Fund shares in Q4 2018, an estimated $1.36M.
Nine Masts Capital first reported a position in BlackRock Floating Rate Income Strategies Fund in Q2 2018 and held it in 2 quarters.
Nine Masts Capital's BlackRock Floating Rate Income Strategies Fund position peaked at $1.36M in Q3 2018.
100 funds tracked by Wall St. Rank held BlackRock Floating Rate Income Strategies Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.