Nine Masts Capital’s DoubleLine Opportunistic Credit Fund DBL Stock Holding History

Nine Masts Capital’s Portfolio DBL Stock Details DBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-2,600	Closed	-$53K	–	215
2018 Q3	$53K	Sell	2,600 -2,100	-45%	-$43.9K	0.01%	255
2018 Q2	$98K	Buy	4,700 +1,400	+42%	+$29.4K	0.02%	204
2018 Q1	$71K	Buy	+3,300	New	+$71.5K	0.01%	193
2015 Q2	–	Sell	-20,000	Closed	-$497K	–	85
2015 Q1	$497K	Buy	+20,000	New	+$508K	0.1%	33

Other funds holding DBL

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

ArchPoint Investors Coral Gables, Florida $420M AUM 42.19% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Nine Masts Capital's DBL Position: Q4 2018 in Review

Nine Masts Capital sold out of DoubleLine Opportunistic Credit Fund (DBL) in Q4 2018, closing a stake of 2,600 shares — an estimated $53K sold.

Nine Masts Capital first reported a position in DBL in Q1 2015 and held it in 4 quarters. The position peaked at $497K in Q1 2015. 64 funds tracked by Wall St. Rank hold DBL as of Q4 2018.

Nine Masts Capital reported no remaining DoubleLine Opportunistic Credit Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 2,600 DoubleLine Opportunistic Credit Fund shares in Q4 2018, an estimated $53K.
Nine Masts Capital first reported a position in DoubleLine Opportunistic Credit Fund in Q1 2015 and held it in 4 quarters.
Nine Masts Capital's DoubleLine Opportunistic Credit Fund position peaked at $497K in Q1 2015.
64 funds tracked by Wall St. Rank held DoubleLine Opportunistic Credit Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.