Nine Masts Capital’s DoubleLine Opportunistic Credit Fund DBL Stock Holding History

Nine Masts Capital’s Portfolio DBL Stock Details DBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-2,600	Closed	-$53K	–	215
2018 Q3	$53K	Sell	2,600 -2,100	-45%	-$43.9K	0.01%	255
2018 Q2	$98K	Buy	4,700 +1,400	+42%	+$29.4K	0.02%	204
2018 Q1	$71K	Buy	+3,300	New	+$71.5K	0.01%	193
2015 Q2	–	Sell	-20,000	Closed	-$497K	–	85
2015 Q1	$497K	Buy	+20,000	New	+$508K	0.1%	33

Other funds holding DBL

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $85.4B AUM 91.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

ArchPoint Investors Coral Gables, Florida $473M AUM 49.24% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Nine Masts Capital's DBL Position: Q4 2018 in Review

Nine Masts Capital sold out of DoubleLine Opportunistic Credit Fund (DBL) in Q4 2018, closing a stake of 2,600 shares — an estimated $53K sold.

Nine Masts Capital first reported a position in DBL in Q1 2015 and held it in 4 quarters. The position peaked at $497K in Q1 2015. 64 funds tracked by Wall St. Rank hold DBL as of Q4 2018.

Nine Masts Capital reported no remaining DoubleLine Opportunistic Credit Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 2,600 DoubleLine Opportunistic Credit Fund shares in Q4 2018, an estimated $53K.
Nine Masts Capital first reported a position in DoubleLine Opportunistic Credit Fund in Q1 2015 and held it in 4 quarters.
Nine Masts Capital's DoubleLine Opportunistic Credit Fund position peaked at $497K in Q1 2015.
64 funds tracked by Wall St. Rank held DoubleLine Opportunistic Credit Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.