Nine Masts Capital’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Nine Masts Capital’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-3,280	Closed	-$161K	–	394
2018 Q1	$161K	Sell	3,280 -8,240	-72%	-$485K	0.02%	154
2017 Q4	$669K	Buy	+11,520	New	+$670K	0.09%	81
2017 Q3	–	Sell	-1,200	Closed	-$77K	–	269
2017 Q2	$77K	Buy	+1,200	New	+$78.8K	0.01%	141
2015 Q3	–	Sell	-7,100	Closed	-$649K	–	91
2015 Q2	$649K	Buy	+7,100	New	+$708K	0.21%	44

Other funds holding CTR

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $8.93B AUM 25.13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Nine Masts Capital's CTR Position: Q2 2018 in Review

Nine Masts Capital sold out of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) in Q2 2018, closing a stake of 3,280 shares — an estimated $161K sold.

Nine Masts Capital first reported a position in CTR in Q2 2015 and held it in 4 quarters. The position peaked at $669K in Q4 2017. 43 funds tracked by Wall St. Rank hold CTR as of Q2 2018.

Nine Masts Capital reported no remaining ClearBridge MLP and Midstream Total Return Fund Inc. position as of Q2 2018 after selling out during the quarter.
Nine Masts Capital sold 3,280 ClearBridge MLP and Midstream Total Return Fund Inc. shares in Q2 2018, an estimated $161K.
Nine Masts Capital first reported a position in ClearBridge MLP and Midstream Total Return Fund Inc. in Q2 2015 and held it in 4 quarters.
Nine Masts Capital's ClearBridge MLP and Midstream Total Return Fund Inc. position peaked at $669K in Q4 2017.
43 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Total Return Fund Inc. as of Q2 2018.

Based on Nine Masts Capital's 13F filing for Q2 2018, filed 13 Aug 2018.