Horizon Kinetics Asset Management’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Horizon Kinetics Asset Management’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-9,789	Closed	-$235K	–	354
2021 Q3	$235K	Sell	9,789 -25	-0.3%	-$589	0.01%	310
2021 Q2	$249K	Sell	9,814 -172	-2%	-$4.05K	0.01%	310
2021 Q1	$200K	Sell	9,986 -841	-8%	-$15.3K	﹤0.01%	324
2020 Q4	$158K	Sell	10,827 -2,293	-17%	-$30.2K	0.01%	335
2020 Q3	$131K	Sell	13,120 -15,066	-53%	-$188K	0.01%	350
2020 Q2	$382K	Sell	28,186 -22,556	-44%	-$295K	0.01%	261
2020 Q1	$350K	Sell	50,742 -3,116	-6%	-$100K	0.02%	251
2019 Q4	$2.31M	Sell	53,858 -25,253	-32%	-$1.05M	0.07%	98
2019 Q3	$3.52M	Sell	79,111 -3,006	-4%	-$137K	0.11%	70
2019 Q2	$3.85M	Sell	82,117 -2,114	-3%	-$101K	0.11%	72
2019 Q1	$4.08M	Buy	+84,231	New	+$3.98M	0.11%	72

Other funds holding CTR

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Horizon Kinetics Asset Management's CTR Position: Q4 2021 in Review

Horizon Kinetics Asset Management sold out of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) in Q4 2021, closing a stake of 9,789 shares — an estimated $235K sold.

Horizon Kinetics Asset Management first reported a position in CTR in Q1 2019 and held it in 11 quarters. The position peaked at $4.08M in Q1 2019. 43 funds tracked by Wall St. Rank hold CTR as of Q4 2021.

Horizon Kinetics Asset Management reported no remaining ClearBridge MLP and Midstream Total Return Fund Inc. position as of Q4 2021 after selling out during the quarter.
Horizon Kinetics Asset Management sold 9,789 ClearBridge MLP and Midstream Total Return Fund Inc. shares in Q4 2021, an estimated $235K.
Horizon Kinetics Asset Management first reported a position in ClearBridge MLP and Midstream Total Return Fund Inc. in Q1 2019 and held it in 11 quarters.
Horizon Kinetics Asset Management's ClearBridge MLP and Midstream Total Return Fund Inc. position peaked at $4.08M in Q1 2019.
43 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Total Return Fund Inc. as of Q4 2021.

Based on Horizon Kinetics Asset Management's 13F filing for Q4 2021, filed 15 Feb 2022.