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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISBC
201
DELISTED
Investors Bancorp, Inc.
ISBC
$1.53M 0.15%
152,940
+69,843
+84% +$647K
ATVI
202
DELISTED
Activision Blizzard
ATVI
$1.53M 0.15%
86,100
+48,500
+129% +$834K
DINO icon
203
HF Sinclair
DINO
$15.1B
$1.52M 0.15%
+30,700
New +$1.4M
UHAL icon
204
U-Haul Holding Co
UHAL
$14.3B
$1.52M 0.15%
64,000
-17,000
-21% -$365K
PFX icon
205
PhenixFIN
PFX
$86.4M
$1.5M 0.15%
5,410
-1,205
-18% -$337K
PRA
206
DELISTED
ProAssurance
PRA
$1.5M 0.15%
30,900
+3,700
+14% +$173K
GDOT icon
207
Green Dot
GDOT
$744M
$1.5M 0.15%
59,500
+47,800
+409% +$1.11M
SWFT
208
DELISTED
Swift Transportation Company
SWFT
$1.49M 0.15%
66,900
-5,200
-7% -$113K
GAP
209
The Gap Inc
GAP
$7.42B
$1.48M 0.15%
37,800
+3,400
+10% +$133K
RGS icon
210
Regis Corp
RGS
$68.5M
$1.47M 0.15%
+5,060
New +$1.52M
KKR icon
211
KKR & Co
KKR
$93.9B
$1.47M 0.15%
+60,200
New +$1.39M
CLD
212
DELISTED
Cloud Peak Energy Inc
CLD
$1.46M 0.15%
81,200
+48,000
+145% +$781K
SWY
213
DELISTED
SAFEWAY INC
SWY
$1.45M 0.15%
+49,595
New +$1.49M
TAL icon
214
TAL Education Group
TAL
$6.72B
$1.45M 0.15%
394,200
+254,400
+182% +$783K
THOR
215
DELISTED
THORATEC CORPORATION
THOR
$1.44M 0.15%
+39,400
New +$1.55M
CONN
216
DELISTED
Conn's Inc.
CONN
$1.44M 0.14%
+18,300
New +$1.17M
BRO icon
217
Brown & Brown
BRO
$23.8B
$1.43M 0.14%
91,200
-63,600
-41% -$1.01M
RPAI
218
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.42M 0.14%
111,500
+86,800
+351% +$1.18M
DNR
219
DELISTED
Denbury Resources, Inc.
DNR
$1.42M 0.14%
86,200
-95,300
-53% -$1.68M
NWBI icon
220
Northwest Bancshares
NWBI
$2.34B
$1.41M 0.14%
95,300
+65,800
+223% +$936K
RDC
221
DELISTED
Rowan Companies Plc
RDC
$1.39M 0.14%
+39,200
New +$1.4M
MSM icon
222
MSC Industrial Direct
MSM
$7.12B
$1.38M 0.14%
17,100
+9,300
+119% +$736K
JCP
223
DELISTED
J.C. Penney Company, Inc.
JCP
$1.38M 0.14%
+150,800
New +$1.26M
BBWI icon
224
Bath & Body Works
BBWI
$4.16B
$1.37M 0.14%
+27,461
New +$1.37M
IPXL
225
DELISTED
Impax Laboratories, Inc.
IPXL
$1.36M 0.14%
+54,000
New +$1.2M
7 8
9
10 11

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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.