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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+4.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$45.4M
AUM Growth
+$34.8M
Cap. Flow
+$33.4M
Cap. Flow %
73.49%
Top 10 Hldgs %
16.45%
Holding
184
New
127
Increased
18
Reduced
7
Closed
31

Top Buys

Rank Stock Value
1
ETR icon
Entergy
ETR
+$766K
2
AXS icon
AXIS Capital
AXS
+$765K
3
CAG icon
Conagra Brands
CAG
+$764K
4
REXR icon
Rexford Industrial Realty
REXR
+$757K
5
MSM icon
MSC Industrial Direct
MSM
+$718K

Top Sells

Rank Stock Value
1
PEGI
Pattern Energy Group Inc. Class A
PEGI
+$362K
2
DK icon
Delek US
DK
+$346K
3
AAMI
Acadian Asset Management
AAMI
+$324K
4
STZ icon
Constellation Brands
STZ
+$310K
5
CCK icon
Crown Holdings
CCK
+$298K

Sector Composition

Rank Sector Weight
1 Technology 15.82%
2 Healthcare 15.72%
3 Industrials 15%
4 Consumer Discretionary 9.95%
5 Financials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYAM icon
101
Rayonier Advanced Materials
RYAM
$608M
$201K 0.44%
14,700
+3,500
+31% +$49.9K
CCL icon
102
Carnival Corporation Ltd
CCL
$35.7B
$200K 0.44%
+3,100
New +$207K
LSAK icon
103
Lesaka Technologies
LSAK
$396M
$190K 0.42%
+19,500
New +$188K
OMN
104
DELISTED
OMNOVA Solutions Inc.
OMN
$181K 0.4%
+16,500
New +$153K
BKD icon
105
Brookdale Senior Living
BKD
$3.5B
$171K 0.38%
+16,100
New +$204K
VIVO
106
DELISTED
Meridian Bioscience Inc
VIVO
$166K 0.37%
11,600
+700
+6% +$10K
AROC icon
107
Archrock
AROC
$6.72B
$161K 0.35%
+12,800
New +$139K
SNCR
108
DELISTED
Synchronoss Technologies
SNCR
$160K 0.35%
+1,911
New +$266K
RMBS icon
109
Rambus
RMBS
$11.2B
$158K 0.35%
+11,800
New +$152K
CZZ
110
DELISTED
Cosan Limited
CZZ
$152K 0.33%
+18,700
New +$140K
LFC
111
DELISTED
China Life Insurance Company Ltd.
LFC
$151K 0.33%
+10,000
New +$157K
BKCC
112
DELISTED
BlackRock Capital Investment Corporation
BKCC
$137K 0.3%
18,300
+4,700
+35% +$34.7K
NCMI icon
113
National CineMedia
NCMI
$358M
$136K 0.3%
+1,950
New +$126K
PRQR icon
114
ProQR Therapeutics
PRQR
$255M
$133K 0.29%
+27,400
New +$142K
AVDL
115
DELISTED
Avadel Pharmaceuticals
AVDL
$132K 0.29%
+12,600
New +$120K
TOUR
116
Tuniu
TOUR
$57.6M
$129K 0.28%
+1,650
New +$128K
SCMP
117
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$127K 0.28%
+10,800
New +$121K
MBT
118
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$126K 0.28%
+12,100
New +$112K
AGTC
119
DELISTED
Applied Genetic Technologies Corporation
AGTC
$113K 0.25%
+28,500
New +$131K
MBI icon
120
MBIA
MBI
$306M
$111K 0.24%
+12,800
New +$128K
CMCM
121
Cheetah Mobile
CMCM
$90.3M
$110K 0.24%
+2,620
New +$134K
OCSI
122
DELISTED
Oaktree Strategic Income Corporation
OCSI
$109K 0.24%
+12,400
New +$107K
OXSQ icon
123
Oxford Square Capital
OXSQ
$153M
$103K 0.23%
+15,000
New +$101K
PFNX
124
DELISTED
Pfenex Inc.
PFNX
$99K 0.22%
32,900
+2,600
+9% +$9.88K
VVUS
125
DELISTED
Vivus Inc
VVUS
$92K 0.2%
9,280
+1,120
+14% +$11.8K
3 4
5
6 7

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SAC
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PCP
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TSP
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A
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Nine Chapters Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Nine Chapters Capital Management held 184 positions worth $45.4M, up 330% from $10.6M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Nine Chapters Capital Management deployed $33.4M of net new capital in Q3 2017, opening 127 new positions and adding to 18 existing holdings. Its largest new stake was Entergy: 19,800 shares worth $756K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was ITT, an estimated $181K trimmed.

  • Nine Chapters Capital Management's largest Q3 2017 buy was Entergy: 19,800 shares worth $756K.
  • Nine Chapters Capital Management added most to AES in Q3 2017, an estimated $559K increase.
  • Nine Chapters Capital Management's biggest Q3 2017 reduction was ITT, cutting an estimated $181K.
  • Nine Chapters Capital Management fully exited Pattern Energy Group Inc. Class A in Q3 2017, selling an estimated $362K.
  • Nine Chapters Capital Management's ten largest holdings make up 16% of its $45.4M portfolio in Q3 2017.
  • Nine Chapters Capital Management opened 127 new positions and closed 31 in Q3 2017.
  • Nine Chapters Capital Management's portfolio value rose 330% quarter-over-quarter to $45.4M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2017, filed 31 Oct 2017.