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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIN icon
776
Albany International
AIN
$1.74B
– –
-7,300
Closed -$262K
AIV
777
Aimco
AIV
$381M
– –
-72,065
Closed -$268K
AIZ icon
778
Assurant
AIZ
$14.7B
– –
-32,600
Closed -$1.76M
ALKS icon
779
Alkermes
ALKS
$8.11B
– –
-16,400
Closed -$551K
AMBA icon
780
Ambarella
AMBA
$3.68B
– –
-77,700
Closed -$1.52M
AMWD
781
DELISTED
American Woodmark
AMWD
– –
-7,500
Closed -$260K
ARLP icon
782
Alliance Resource Partners
ARLP
$3.26B
– –
-12,400
Closed -$460K
AROC icon
783
Archrock
AROC
$5.85B
– –
-57,000
Closed -$1.57M
AWR icon
784
American States Water
AWR
$3.4B
– –
-14,200
Closed -$391K
BAX icon
785
Baxter International
BAX
$14B
– –
-40,686
Closed -$1.45M
BBY icon
786
Best Buy
BBY
$16.9B
– –
-90,500
Closed -$3.39M
BDN
787
Brandywine Realty Trust
BDN
$554M
– –
-13,000
Closed -$171K
BGC icon
788
BGC Group
BGC
$4.97B
– –
-16,328
Closed -$59K
BIIB icon
789
Biogen
BIIB
$30.5B
– –
-4,100
Closed -$987K
BLKB icon
790
Blackbaud
BLKB
$2.1B
– –
-10,300
Closed -$402K
BMRN icon
791
BioMarin Pharmaceuticals
BMRN
$11.9B
– –
-3,000
Closed -$217K
BPOP icon
792
Popular Inc
BPOP
$11.2B
– –
-56,200
Closed -$1.48M
BRFS
793
DELISTED
BRF SA
BRFS
– –
-9,100
Closed -$223K
BX icon
794
Blackstone
BX
$107B
– –
-21,297
Closed -$520K
BYD icon
795
Boyd Gaming
BYD
$6.11B
– –
-43,000
Closed -$608K
CALX icon
796
Calix
CALX
$2.36B
– –
-13,000
Closed -$165K
CCU icon
797
Compañía de Cervecerías Unidas
CCU
$2.21B
– –
-12,800
Closed -$341K
CDNS icon
798
Cadence Design Systems
CDNS
$93.2B
– –
-36,900
Closed -$499K
CG icon
799
Carlyle Group
CG
$17.6B
– –
-19,200
Closed -$494K
CHD icon
800
Church & Dwight Co
CHD
$24.5B
– –
-7,400
Closed -$222K
30 31
32
33 34

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PVMCV
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SAC
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PCP
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TSP
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A
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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.