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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NS
51
DELISTED
NuStar Energy L.P.
NS
$3.75M 0.38%
+73,600
New +$3.42M
IFF icon
52
International Flavors & Fragrances
IFF
$20.7B
$3.71M 0.37%
43,100
-1,000
-2% -$84.8K
ODFL icon
53
Old Dominion Freight Line
ODFL
$45.6B
$3.63M 0.36%
205,200
-48,900
-19% -$802K
LUV icon
54
Southwest Airlines
LUV
$23.8B
$3.63M 0.36%
+192,400
New +$3.36M
EMC
55
DELISTED
EMC CORPORATION
EMC
$3.61M 0.36%
143,400
-14,700
-9% -$356K
APC
56
DELISTED
Anadarko Petroleum
APC
$3.58M 0.36%
45,100
+20,300
+82% +$1.82M
SCI icon
57
Service Corp International
SCI
$11.7B
$3.56M 0.36%
196,200
+97,000
+98% +$1.76M
CFFN icon
58
Capitol Federal Financial
CFFN
$1.13B
$3.47M 0.35%
286,800
+74,800
+35% +$925K
SM icon
59
SM Energy
SM
$7.44B
$3.41M 0.34%
41,000
+16,800
+69% +$1.43M
DAL icon
60
Delta Air Lines
DAL
$61B
$3.38M 0.34%
+122,900
New +$3.3M
WSM icon
61
Williams-Sonoma
WSM
$29.3B
$3.35M 0.34%
115,000
+48,800
+74% +$1.36M
PDCO
62
DELISTED
Patterson Companies, Inc.
PDCO
$3.3M 0.33%
80,200
+46,200
+136% +$1.92M
LAMR icon
63
Lamar Advertising Co
LAMR
$16.1B
$3.29M 0.33%
+62,900
New +$3.07M
RTN
64
DELISTED
Raytheon Company
RTN
$3.28M 0.33%
36,200
+17,600
+95% +$1.47M
BR icon
65
Broadridge
BR
$19.5B
$3.26M 0.33%
+82,500
New +$2.98M
MORN icon
66
Morningstar
MORN
$7.51B
$3.24M 0.33%
+41,500
New +$3.3M
AGN
67
DELISTED
Allergan plc
AGN
$3.23M 0.32%
+19,200
New +$3M
MXIM
68
DELISTED
Maxim Integrated Products
MXIM
$3.19M 0.32%
+114,300
New +$3.31M
XLNX
69
DELISTED
Xilinx Inc
XLNX
$3.15M 0.32%
68,600
-29,300
-30% -$1.32M
SPR
70
DELISTED
Spirit AeroSystems
SPR
$3.11M 0.31%
91,300
+21,300
+30% +$627K
DGX icon
71
Quest Diagnostics
DGX
$25.8B
$3.1M 0.31%
+58,000
New +$3.44M
STR
72
DELISTED
QUESTAR CORP
STR
$3.07M 0.31%
133,500
+29,600
+28% +$679K
SWN
73
DELISTED
Southwestern Energy Company
SWN
$3.06M 0.31%
77,800
-64,900
-45% -$2.44M
CFN
74
DELISTED
CAREFUSION CORPORATION
CFN
$3.05M 0.31%
76,500
-2,100
-3% -$81.7K
WHR icon
75
Whirlpool
WHR
$2.89B
$3.04M 0.31%
19,400
+9,800
+102% +$1.44M
1 2
3
4 5

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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.