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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRL icon
676
Scully Royalty
SRL
$85.7M
$237K 0.02%
+5,940
New +$236K
RLD
677
DELISTED
REALD INC COM STK
RLD
$235K 0.02%
+27,500
New +$216K
ITG
678
DELISTED
Investment Technology Group Inc
ITG
$234K 0.02%
+11,400
New +$206K
VSAT icon
679
Viasat
VSAT
$11.1B
$232K 0.02%
3,700
-7,700
-68% -$485K
CW icon
680
Curtiss-Wright
CW
$25.6B
$230K 0.02%
+3,700
New +$192K
HRZN icon
681
Horizon Technology Finance
HRZN
$312M
$230K 0.02%
16,200
+3,500
+28% +$48.2K
RPT
682
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$230K 0.02%
+14,600
New +$230K
FITB
683
Fifth Third Bancorp
FITB
$51.8B
$229K 0.02%
10,900
-16,600
-60% -$325K
LEAF
684
DELISTED
Leaf Group Ltd.
LEAF
$229K 0.02%
+20,009
New +$215K
MR
685
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$229K 0.02%
6,300
-14,000
-69% -$544K
BCOV
686
DELISTED
Brightcove, Inc.
BCOV
$228K 0.02%
16,100
-4,900
-23% -$68.5K
SYKE
687
DELISTED
SYKES Enterprises Inc
SYKE
$227K 0.02%
+10,400
New +$209K
WST icon
688
West Pharmaceutical
WST
$24.9B
$226K 0.02%
4,600
-5,000
-52% -$234K
PACD
689
DELISTED
Pacific Drilling S A
PACD
$226K 0.02%
1,970
+890
+82% +$101K
VASC
690
DELISTED
Vascular Solutions Inc
VASC
$225K 0.02%
+9,700
New +$190K
TECD
691
DELISTED
Tech Data Corp
TECD
$222K 0.02%
+4,300
New +$220K
OREX
692
DELISTED
Orexigen Therapeutics, Inc.
OREX
$220K 0.02%
+3,910
New +$220K
RRC icon
693
Range Resources
RRC
$9.02B
$219K 0.02%
+2,600
New +$202K
SIMO icon
694
Silicon Motion
SIMO
$8.65B
$219K 0.02%
+15,500
New +$211K
PDH
695
DELISTED
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT
PDH
$219K 0.02%
+18,800
New +$224K
MTDR icon
696
Matador Resources
MTDR
$6.06B
$218K 0.02%
11,700
-43,600
-79% -$856K
HOLI
697
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$218K 0.02%
+11,500
New +$194K
AHGP
698
DELISTED
Alliance Holdings GP
AHGP
$217K 0.02%
3,700
-4,600
-55% -$265K
LNKD
699
DELISTED
LinkedIn Corporation
LNKD
$217K 0.02%
+1,000
New +$228K
JLL icon
700
Jones Lang LaSalle
JLL
$17B
$215K 0.02%
+2,100
New +$197K
26 27
28
29 30

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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.