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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSS icon
576
Federal Signal
FSS
$7.83B
$428K 0.04%
32,300
+6,000
+23% +$87.2K
TUMI
577
DELISTED
TUMI HLDGS INC COM
TUMI
$427K 0.04%
+21,000
New +$445K
CPK icon
578
Chesapeake Utilities
CPK
$3.21B
$425K 0.04%
+10,200
New +$459K
NXGN
579
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$425K 0.04%
30,900
+9,800
+46% +$149K
NAV
580
DELISTED
Navistar International
NAV
$425K 0.04%
12,900
+5,600
+77% +$207K
BKU icon
581
Bankunited
BKU
$3.36B
$424K 0.04%
13,900
-33,600
-71% -$1.07M
CDR
582
DELISTED
Cedar Realty Trust, Inc
CDR
$424K 0.04%
10,894
-545
-5% -$22.7K
JONE
583
DELISTED
Jones Energy, Inc.
JONE
$423K 0.04%
+1,223
New +$420K
OXLC
584
Oxford Lane Capital
OXLC
$898M
$420K 0.04%
5,480
+300
+6% +$24.8K
WU icon
585
Western Union
WU
$2.21B
$419K 0.04%
+26,100
New +$449K
FFIC
586
DELISTED
Flushing Financial
FFIC
$418K 0.04%
22,900
-3,400
-13% -$65.3K
IDA icon
587
Idacorp
IDA
$8.2B
$418K 0.04%
+7,800
New +$429K
MATV icon
588
Mativ Holdings
MATV
$711M
$417K 0.04%
+10,100
New +$431K
GOOD
589
Gladstone Commercial Corp
GOOD
$627M
$415K 0.04%
24,400
+1,500
+7% +$26.7K
LXP icon
590
LXP Industrial Trust
LXP
$3.57B
$415K 0.04%
8,480
-20,000
-70% -$1.09M
BEE
591
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$414K 0.04%
35,500
-116,100
-77% -$1.37M
ORIT
592
DELISTED
Oritani Financial Corp. New
ORIT
$411K 0.04%
29,200
-20,800
-42% -$309K
APOG icon
593
Apogee Enterprises
APOG
$908M
$410K 0.04%
+10,300
New +$365K
FLEX icon
594
Flex
FLEX
$44.8B
$410K 0.04%
+52,682
New +$430K
SPLK
595
DELISTED
Splunk Inc
SPLK
$410K 0.04%
+7,400
New +$368K
AVGO icon
596
Broadcom
AVGO
$2.04T
$409K 0.04%
+47,000
New +$367K
HSTM icon
597
HealthStream
HSTM
$840M
$408K 0.04%
+17,000
New +$428K
SEM
598
DELISTED
Select Medical
SEM
$408K 0.04%
62,918
+6,124
+11% +$47.3K
TSRO
599
DELISTED
TESARO, Inc.
TSRO
$406K 0.04%
+15,100
New +$444K
PRSU
600
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
$405K 0.04%
19,600
-13,900
-41% -$307K
22 23
24
25 26

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.