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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPL
376
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$721K 0.07%
+33,300
New +$679K
ECOL
377
DELISTED
US Ecology, Inc.
ECOL
$720K 0.07%
19,400
-2,300
-11% -$79.5K
CCEC
378
Capital Clean Energy Carriers
CCEC
$1.37B
$719K 0.07%
9,814
+871
+10% +$55.8K
TDW icon
379
Tidewater
TDW
$4.06B
$717K 0.07%
+375
New +$713K
NBIX icon
380
Neurocrine Biosciences
NBIX
$16.2B
$715K 0.07%
76,600
+55,400
+261% +$541K
PLCM
381
DELISTED
POLYCOM INC
PLCM
$715K 0.07%
+63,700
New +$687K
LPT
382
DELISTED
Liberty Property Trust
LPT
$711K 0.07%
+21,000
New +$735K
KW
383
DELISTED
Kennedy-Wilson Holdings
KW
$710K 0.07%
31,900
-16,800
-34% -$338K
MS icon
384
Morgan Stanley
MS
$336B
$709K 0.07%
22,600
-41,600
-65% -$1.24M
TBHC
385
DELISTED
The Brand House Collective
TBHC
$703K 0.07%
29,700
+12,400
+72% +$260K
GPN icon
386
Global Payments
GPN
$23.2B
$702K 0.07%
+21,600
New +$654K
GMLP
387
DELISTED
Golar LNG Partners LP
GMLP
$702K 0.07%
+23,200
New +$717K
CTCM
388
DELISTED
CTC MEDIA INC COM STK
CTCM
$700K 0.07%
50,400
-17,400
-26% -$215K
CPLA
389
DELISTED
Capella Education Company
CPLA
$698K 0.07%
10,500
-9,500
-48% -$594K
TESO
390
DELISTED
Tesco Corp
TESO
$694K 0.07%
+35,100
New +$632K
GS icon
391
Goldman Sachs
GS
$301B
$691K 0.07%
+3,900
New +$643K
EWBC icon
392
East-West Bancorp
EWBC
$18.1B
$689K 0.07%
+19,700
New +$669K
MWW
393
DELISTED
Monster Worldwide Inc
MWW
$687K 0.07%
96,400
+36,100
+60% +$189K
HII icon
394
Huntington Ingalls Industries
HII
$12.7B
$684K 0.07%
7,600
-5,200
-41% -$402K
LM
395
DELISTED
Legg Mason, Inc.
LM
$683K 0.07%
+15,700
New +$609K
DAKT icon
396
Daktronics
DAKT
$1.05B
$682K 0.07%
+43,500
New +$578K
ESGR
397
DELISTED
Enstar Group
ESGR
$681K 0.07%
4,900
+2,800
+133% +$383K
GE icon
398
GE Aerospace
GE
$389B
$681K 0.07%
+5,070
New +$639K
BCO icon
399
Brink's
BCO
$4.65B
$679K 0.07%
+19,900
New +$625K
GG
400
DELISTED
Goldcorp Inc
GG
$678K 0.07%
+31,300
New +$735K
14 15
16
17 18

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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.