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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXE
351
DELISTED
Anixter International Inc
AXE
$857K 0.08%
10,100
+6,400
+173% +$581K
OWW
352
DELISTED
ORBITZ WORLDWIDE, INC
OWW
$854K 0.08%
+108,500
New +$929K
CAVM
353
DELISTED
Cavium, Inc.
CAVM
$850K 0.08%
17,100
+11,500
+205% +$582K
EIX icon
354
Edison International
EIX
$26.4B
$839K 0.07%
+15,000
New +$857K
SLRC icon
355
SLR Investment Corp
SLRC
$715M
$828K 0.07%
+44,300
New +$891K
INFI
356
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$828K 0.07%
61,700
+46,600
+309% +$555K
JEF icon
357
Jefferies Financial Group
JEF
$13.1B
$827K 0.07%
38,764
+22,231
+134% +$501K
SPN
358
DELISTED
Superior Energy Services, Inc.
SPN
$825K 0.07%
+2,510
New +$869K
DHT icon
359
DHT Holdings
DHT
$3.02B
$821K 0.07%
133,200
+30,800
+30% +$208K
MSCC
360
DELISTED
Microsemi Corp
MSCC
$816K 0.07%
32,100
+22,900
+249% +$586K
CTT
361
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$814K 0.07%
74,300
+41,400
+126% +$496K
BGC
362
DELISTED
General Cable Corporation
BGC
$814K 0.07%
+54,000
New +$1.18M
ANK
363
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$814K 0.07%
15,100
+9,400
+165% +$507K
IDXX icon
364
Idexx Laboratories
IDXX
$46.2B
$813K 0.07%
+13,800
New +$873K
AMKR icon
365
Amkor Technology
AMKR
$13.7B
$812K 0.07%
96,500
+1,800
+2% +$17.8K
TIVO
366
DELISTED
Tivo Inc
TIVO
$810K 0.07%
41,000
+20,500
+100% +$463K
SIRO
367
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$805K 0.07%
+10,500
New +$844K
SPPI
368
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$804K 0.07%
98,800
+68,400
+225% +$535K
TUP
369
DELISTED
Tupperware Brands Corporation
TUP
$801K 0.07%
11,600
-10,600
-48% -$805K
FNHC
370
DELISTED
FedNat Holding Company Common Stock
FNHC
$801K 0.07%
28,500
+12,800
+82% +$302K
NEWP
371
DELISTED
NEWPORT CORP
NEWP
$801K 0.07%
45,200
+500
+1% +$9.06K
EFX icon
372
Equifax
EFX
$21.4B
$800K 0.07%
10,700
-22,800
-68% -$1.74M
KNOP icon
373
KNOT Offshore Partners
KNOP
$366M
$797K 0.07%
31,900
+21,800
+216% +$595K
INDB icon
374
Independent Bank
INDB
$3.97B
$793K 0.07%
+22,200
New +$819K
LCI
375
DELISTED
Lannett Company, Inc.
LCI
$790K 0.07%
+4,325
New +$692K
13 14
15
16 17

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.