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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OFIX icon
351
Orthofix Medical
OFIX
$419M
$656K 0.08%
+31,600
New +$767K
HOS
352
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$655K 0.08%
+11,400
New +$644K
SODA
353
DELISTED
SodaStream International Ltd
SODA
$655K 0.08%
+10,500
New +$667K
ECOL
354
DELISTED
US Ecology, Inc.
ECOL
$654K 0.08%
21,700
+3,800
+21% +$112K
TMH
355
DELISTED
Team Health Holdings Inc
TMH
$645K 0.08%
17,000
+10,100
+146% +$396K
SVU
356
DELISTED
SUPERVALU Inc.
SVU
$643K 0.08%
+11,157
New +$588K
HMN icon
357
Horace Mann Educators
HMN
$2.11B
$641K 0.08%
+22,600
New +$618K
PFS icon
358
Provident Financial Services
PFS
$3.19B
$640K 0.08%
+39,500
New +$667K
ADTN icon
359
Adtran
ADTN
$616M
$639K 0.07%
+24,000
New +$622K
URBN icon
360
Urban Outfitters
URBN
$6.59B
$636K 0.07%
17,300
+4,700
+37% +$193K
MSM icon
361
MSC Industrial Direct
MSM
$6.86B
$635K 0.07%
7,800
+900
+13% +$71.7K
PBH icon
362
Prestige Consumer Healthcare
PBH
$2.6B
$633K 0.07%
+21,000
New +$687K
IDCC icon
363
InterDigital
IDCC
$8.89B
$627K 0.07%
16,800
-3,900
-19% -$147K
MDC
364
DELISTED
M.D.C. Holdings, Inc.
MDC
$627K 0.07%
29,027
-4,583
-14% -$101K
ATVI
365
DELISTED
Activision Blizzard
ATVI
$627K 0.07%
37,600
-6,400
-15% -$106K
SAFM
366
DELISTED
Sanderson Farms Inc
SAFM
$620K 0.07%
9,500
-29,700
-76% -$2.06M
AAIC
367
DELISTED
Arlington Asset Investment Corp.
AAIC
$611K 0.07%
25,700
-25,300
-50% -$629K
BYD icon
368
Boyd Gaming
BYD
$6.06B
$608K 0.07%
+43,000
New +$528K
HLIT icon
369
Harmonic Inc
HLIT
$1.28B
$604K 0.07%
+78,700
New +$582K
MTZ icon
370
MasTec
MTZ
$21.9B
$603K 0.07%
+19,900
New +$654K
AF
371
DELISTED
Astoria Financial Corporation
AF
$603K 0.07%
+48,500
New +$599K
FDML
372
DELISTED
Federal-Mogul Holdings Corporation
FDML
$603K 0.07%
+35,900
New +$537K
HCC
373
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$600K 0.07%
13,700
-26,400
-66% -$1.16M
NPSP
374
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$598K 0.07%
+18,800
New +$431K
HAFC icon
375
Hanmi Financial
HAFC
$946M
$595K 0.07%
35,900
-6,500
-15% -$111K
13 14
15
16 17

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TSP
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A
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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.