Nine Chapters Capital Management’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Nine Chapters Capital Management’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-92,000	Closed	-$1.52M	–	583
2015 Q3	$1.52M	Buy	92,000 +63,400	+222%	+$1.05M	0.13%	225
2015 Q2	$447K	Sell	28,600 -33,000	-54%	-$552K	0.04%	616
2015 Q1	$1.13M	Buy	+61,600	New	+$1.08M	0.1%	343
2014 Q4	–	Sell	-47,900	Closed	-$704K	–	1225
2014 Q3	$704K	Sell	47,900 -7,636	-14%	-$119K	0.06%	408
2014 Q2	$874K	Buy	+55,536	New	+$869K	0.07%	376

Other funds holding ROIC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ACI

AMP Capital Investors Sydney, Australia $2.37B AUM 23.59% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

ACM

AEW Capital Management Boston, Massachusetts $1.38B AUM 4.64% 1-Year Est. Return

CI Investments Inc Toronto, Ontario, Canada $20.6B AUM 29.22% 1-Year Est. Return

Nine Chapters Capital Management's ROIC Position: Q4 2015 in Review

Nine Chapters Capital Management sold out of Retail Opportunity Investments Corp. (ROIC) in Q4 2015, closing a stake of 92,000 shares — an estimated $1.52M sold.

Nine Chapters Capital Management first reported a position in ROIC in Q2 2014 and held it in 5 quarters. The position peaked at $1.52M in Q3 2015. 191 funds tracked by Wall St. Rank hold ROIC as of Q4 2015.

Nine Chapters Capital Management reported no remaining Retail Opportunity Investments Corp. position as of Q4 2015 after selling out during the quarter.
Nine Chapters Capital Management sold 92,000 Retail Opportunity Investments Corp. shares in Q4 2015, an estimated $1.52M.
Nine Chapters Capital Management first reported a position in Retail Opportunity Investments Corp. in Q2 2014 and held it in 5 quarters.
Nine Chapters Capital Management's Retail Opportunity Investments Corp. position peaked at $1.52M in Q3 2015.
191 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q4 2015.

Based on Nine Chapters Capital Management's 13F filing for Q4 2015.