Nine Chapters Capital Management’s Prudential Financial PRU Stock Holding History

Nine Chapters Capital Management’s Portfolio PRU Stock Details PRU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-186,100	Closed	-$14.2M	–	427
2015 Q3	$14.2M	Buy	186,100 +68,700	+59%	+$5.76M	1.25%	2
2015 Q2	$10.3M	Buy	117,400 +27,000	+30%	+$2.29M	0.86%	6
2015 Q1	$7.26M	Buy	+90,400	New	+$7.32M	0.62%	13
2014 Q4	–	Sell	-79,700	Closed	-$7.01M	–	1123
2014 Q3	$7.01M	Buy	79,700 +53,600	+205%	+$4.79M	0.62%	17
2014 Q2	$2.32M	Buy	26,100 +9,800	+60%	+$824K	0.19%	146
2014 Q1	$1.38M	Sell	16,300 -14,700	-47%	-$1.27M	0.16%	182
2013 Q4	$2.86M	Sell	31,000 -41,300	-57%	-$3.53M	0.29%	88
2013 Q3	$5.64M	Buy	72,300 +56,000	+344%	+$4.39M	0.66%	15
2013 Q2	$1.19M	Buy	+16,300	New	+$1.06M	0.21%	153

Other funds holding PRU

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

LTI

Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return

Nine Chapters Capital Management's PRU Position: Q4 2015 in Review

Nine Chapters Capital Management sold out of Prudential Financial (PRU) in Q4 2015, closing a stake of 186,100 shares — an estimated $14.2M sold.

Nine Chapters Capital Management first reported a position in PRU in Q2 2013 and held it in 9 quarters. The position peaked at $14.2M in Q3 2015. 791 funds tracked by Wall St. Rank hold PRU as of Q4 2015.

Nine Chapters Capital Management reported no remaining Prudential Financial position as of Q4 2015 after selling out during the quarter.
Nine Chapters Capital Management sold 186,100 Prudential Financial shares in Q4 2015, an estimated $14.2M.
Nine Chapters Capital Management first reported a position in Prudential Financial in Q2 2013 and held it in 9 quarters.
Nine Chapters Capital Management's Prudential Financial position peaked at $14.2M in Q3 2015.
791 funds tracked by Wall St. Rank held Prudential Financial as of Q4 2015.

Based on Nine Chapters Capital Management's 13F filing for Q4 2015.