Nine Chapters Capital Management’s Cathay General Bancorp CATY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-10,100	Closed	-$254K	–	948
2014 Q1	$254K	Sell	10,100 -2,200	-18%	-$55.3K	0.03%	664
2013 Q4	$329K	Buy	+12,300	New	+$329K	0.03%	588