Nikko Asset Management Americas’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Nikko Asset Management Americas’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-12,700	Closed	-$2.63M	–	272
2016 Q2	$2.63M	Buy	+12,700	New	+$2.64M	0.25%	77
2015 Q3	–	Sell	-3,300	Closed	-$678K	–	195
2015 Q2	$678K	Sell	3,300 -1,000	-23%	-$210K	0.05%	124
2015 Q1	$895K	Sell	4,300 -6,400	-60%	-$1.32M	0.07%	107
2014 Q4	$2.22M	Buy	10,700 +7,500	+234%	+$1.51M	0.16%	82
2014 Q3	$632K	Buy	+3,200	New	+$633K	0.04%	125

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Bridgewater Associates Westport, Connecticut $22.4B AUM 34.48% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Nikko Asset Management Americas's SPY Position: Q3 2016 in Review

Nikko Asset Management Americas sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q3 2016, closing a stake of 12,700 shares — an estimated $2.63M sold.

Nikko Asset Management Americas first reported a position in SPY in Q3 2014 and held it in 5 quarters. The position peaked at $2.63M in Q2 2016. 1,523 funds tracked by Wall St. Rank hold SPY as of Q3 2016.

Nikko Asset Management Americas reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q3 2016 after selling out during the quarter.
Nikko Asset Management Americas sold 12,700 State Street SPDR S&P 500 ETF Trust shares in Q3 2016, an estimated $2.63M.
Nikko Asset Management Americas first reported a position in State Street SPDR S&P 500 ETF Trust in Q3 2014 and held it in 5 quarters.
Nikko Asset Management Americas's State Street SPDR S&P 500 ETF Trust position peaked at $2.63M in Q2 2016.
1,523 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q3 2016.

Based on Nikko Asset Management Americas's 13F filing for Q3 2016, filed 28 Oct 2016.