Next Financial Group’s ProShares Short Russell2000 RWM Stock Holding History

Next Financial Group’s Portfolio RWM Stock Details RWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-50	Closed	-$2K	–	2425
2016 Q2	$2K	Hold	50	–	–	﹤0.01%	1604
2016 Q1	$3K	Hold	50	–	–	﹤0.01%	1486
2015 Q4	$3K	Hold	50	–	–	﹤0.01%	1532
2015 Q3	$3K	Hold	50	–	–	﹤0.01%	1562
2015 Q2	$2K	Hold	50	–	–	﹤0.01%	1690
2015 Q1	$2K	Hold	50	–	–	﹤0.01%	1704
2014 Q4	$3K	Hold	50	–	–	﹤0.01%	1658
2014 Q3	$3K	Buy	+50	New	+$3.3K	﹤0.01%	2238

Other funds holding RWM

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

ECM

Evergreen Capital Management Bellevue, Washington $4.62B AUM 25.58% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $299B AUM 28.69% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

JWS

Juncture Wealth Strategies Scottsdale, Arizona $384M AUM 27.62% 1-Year Est. Return

NHFG

New Harbor Financial Group Worcester, Massachusetts $567M AUM 41.38% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

IPC

Independent Portfolio Consultants Boca Raton, Florida $241M AUM 21.8% 1-Year Est. Return

Next Financial Group's RWM Position: Q3 2016 in Review

Next Financial Group sold out of ProShares Short Russell2000 (RWM) in Q3 2016, closing a stake of 50 shares — an estimated $2K sold.

Next Financial Group first reported a position in RWM in Q3 2014 and held it in 8 quarters. The position peaked at $3K in Q1 2016. 39 funds tracked by Wall St. Rank hold RWM as of Q3 2016.

Next Financial Group reported no remaining ProShares Short Russell2000 position as of Q3 2016 after selling out during the quarter.
Next Financial Group sold 50 ProShares Short Russell2000 shares in Q3 2016, an estimated $2K.
Next Financial Group first reported a position in ProShares Short Russell2000 in Q3 2014 and held it in 8 quarters.
Next Financial Group's ProShares Short Russell2000 position peaked at $3K in Q1 2016.
39 funds tracked by Wall St. Rank held ProShares Short Russell2000 as of Q3 2016.

Based on Next Financial Group's 13F filing for Q3 2016, filed 1 Nov 2016.