Next Financial Group’s NBT Bancorp NBTB Stock Holding History

Next Financial Group’s Portfolio NBTB Stock Details NBTB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-300	Closed	-$11K	–	985
2017 Q3	$11K	Hold	300	–	–	﹤0.01%	1180
2017 Q2	$11K	Hold	300	–	–	﹤0.01%	1295
2017 Q1	$11K	Hold	300	–	–	﹤0.01%	1251
2016 Q4	$13K	Hold	300	–	–	﹤0.01%	1541
2016 Q3	$10K	Sell	300 -254	-46%	-$7.86K	﹤0.01%	1651
2016 Q2	$15K	Hold	554	–	–	﹤0.01%	1069
2016 Q1	$14K	Buy	554 +404	+269%	+$10.5K	﹤0.01%	1058
2015 Q4	$4K	Hold	150	–	–	﹤0.01%	1459
2015 Q3	$4K	Hold	150	–	–	﹤0.01%	1490
2015 Q2	$3K	Hold	150	–	–	﹤0.01%	1605
2015 Q1	$3K	Buy	+150	New	+$3.65K	﹤0.01%	1621

Other funds holding NBTB

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Next Financial Group's NBTB Position: Q4 2017 in Review

Next Financial Group sold out of NBT Bancorp (NBTB) in Q4 2017, closing a stake of 300 shares — an estimated $11K sold.

Next Financial Group first reported a position in NBTB in Q1 2015 and held it in 11 quarters. The position peaked at $15K in Q2 2016. 151 funds tracked by Wall St. Rank hold NBTB as of Q4 2017.

Next Financial Group reported no remaining NBT Bancorp position as of Q4 2017 after selling out during the quarter.
Next Financial Group sold 300 NBT Bancorp shares in Q4 2017, an estimated $11K.
Next Financial Group first reported a position in NBT Bancorp in Q1 2015 and held it in 11 quarters.
Next Financial Group's NBT Bancorp position peaked at $15K in Q2 2016.
151 funds tracked by Wall St. Rank held NBT Bancorp as of Q4 2017.

Based on Next Financial Group's 13F filing for Q4 2017, filed 16 Jan 2018.