Next Financial Group’s BlackRock Floating Rate Income Strategies Fund FRA Stock Holding History

Next Financial Group’s Portfolio FRA Stock Details FRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-3,850	Closed	-$46K	–	1791
2018 Q4	$46K	Buy	3,850 +3,750	+3,750%	+$48.3K	0.01%	824
2018 Q3	$1K	Buy	+100	New	+$1.38K	﹤0.01%	1387
2017 Q4	–	Sell	-3,100	Closed	-$44K	–	654
2017 Q3	$44K	Sell	3,100 -1,700	-35%	-$23.9K	0.01%	730
2017 Q2	$68K	Buy	4,800 +200	+4%	+$2.86K	0.02%	674
2017 Q1	$66K	Buy	4,600 +500	+12%	+$7.32K	0.02%	625
2016 Q4	$59K	Buy	+4,100	New	+$57K	0.01%	884

Other funds holding FRA

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

BPCM

Beach Point Capital Management Santa Monica, California $254M AUM 16.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AUIM

Aegon USA Investment Management Cedar Rapids, Iowa $140M AUM 12.2% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Next Financial Group's FRA Position: Q1 2019 in Review

Next Financial Group sold out of BlackRock Floating Rate Income Strategies Fund (FRA) in Q1 2019, closing a stake of 3,850 shares — an estimated $46K sold.

Next Financial Group first reported a position in FRA in Q4 2016 and held it in 6 quarters. The position peaked at $68K in Q2 2017. 96 funds tracked by Wall St. Rank hold FRA as of Q1 2019.

Next Financial Group reported no remaining BlackRock Floating Rate Income Strategies Fund position as of Q1 2019 after selling out during the quarter.
Next Financial Group sold 3,850 BlackRock Floating Rate Income Strategies Fund shares in Q1 2019, an estimated $46K.
Next Financial Group first reported a position in BlackRock Floating Rate Income Strategies Fund in Q4 2016 and held it in 6 quarters.
Next Financial Group's BlackRock Floating Rate Income Strategies Fund position peaked at $68K in Q2 2017.
96 funds tracked by Wall St. Rank held BlackRock Floating Rate Income Strategies Fund as of Q1 2019.

Based on Next Financial Group's 13F filing for Q1 2019, filed 16 Jul 2019.