Next Financial Group’s PIMCO Diversified Income Active Exchange-Traded Fund DI Stock Holding History

Next Financial Group’s Portfolio DI Stock Details DI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-5,143	Closed	-$260K	–	2601
2016 Q3	$260K	Buy	5,143 +1,520	+42%	+$75.9K	0.05%	390
2016 Q2	$177K	Buy	3,623 +1,167	+48%	+$55.7K	0.06%	327
2016 Q1	$114K	Sell	2,456 -244	-9%	-$11.2K	0.04%	395
2015 Q4	$123K	Buy	2,700 +1,700	+170%	+$80.5K	0.05%	367
2015 Q3	$46K	Buy	+1,000	New	+$48.1K	0.02%	660

Other funds holding DI

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

OAM

Occidental Asset Management Burlingame, California $844M AUM 20.95% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Next Financial Group's DI Position: Q4 2016 in Review

Next Financial Group sold out of PIMCO Diversified Income Active Exchange-Traded Fund (DI) in Q4 2016, closing a stake of 5,143 shares — an estimated $260K sold.

Next Financial Group first reported a position in DI in Q3 2015 and held it in 5 quarters. The position peaked at $260K in Q3 2016. 14 funds tracked by Wall St. Rank hold DI as of Q4 2016.

Next Financial Group reported no remaining PIMCO Diversified Income Active Exchange-Traded Fund position as of Q4 2016 after selling out during the quarter.
Next Financial Group sold 5,143 PIMCO Diversified Income Active Exchange-Traded Fund shares in Q4 2016, an estimated $260K.
Next Financial Group first reported a position in PIMCO Diversified Income Active Exchange-Traded Fund in Q3 2015 and held it in 5 quarters.
Next Financial Group's PIMCO Diversified Income Active Exchange-Traded Fund position peaked at $260K in Q3 2016.
14 funds tracked by Wall St. Rank held PIMCO Diversified Income Active Exchange-Traded Fund as of Q4 2016.

Based on Next Financial Group's 13F filing for Q4 2016, filed 2 Feb 2017.