Occidental Asset Management’s PIMCO Diversified Income Active Exchange-Traded Fund DI Stock Holding History

Occidental Asset Management’s Portfolio DI Stock Details DI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-4,858	Closed	-$239K	–	144
2016 Q4	$239K	Sell	4,858 -276	-5%	-$13.7K	0.17%	107
2016 Q3	$260K	Buy	5,134 +500	+11%	+$25K	0.21%	82
2016 Q2	$227K	Sell	4,634 -21,031	-82%	-$1M	0.2%	83
2016 Q1	$1.2M	Buy	+25,665	New	+$1.18M	1.45%	18

Other funds holding DI

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

Occidental Asset Management's DI Position: Q1 2017 in Review

Occidental Asset Management sold out of PIMCO Diversified Income Active Exchange-Traded Fund (DI) in Q1 2017, closing a stake of 4,858 shares — an estimated $239K sold.

Occidental Asset Management first reported a position in DI in Q1 2016 and held it in 4 quarters. The position peaked at $1.2M in Q1 2016. 20 funds tracked by Wall St. Rank hold DI as of Q1 2017.

Occidental Asset Management reported no remaining PIMCO Diversified Income Active Exchange-Traded Fund position as of Q1 2017 after selling out during the quarter.
Occidental Asset Management sold 4,858 PIMCO Diversified Income Active Exchange-Traded Fund shares in Q1 2017, an estimated $239K.
Occidental Asset Management first reported a position in PIMCO Diversified Income Active Exchange-Traded Fund in Q1 2016 and held it in 4 quarters.
Occidental Asset Management's PIMCO Diversified Income Active Exchange-Traded Fund position peaked at $1.2M in Q1 2016.
20 funds tracked by Wall St. Rank held PIMCO Diversified Income Active Exchange-Traded Fund as of Q1 2017.

Based on Occidental Asset Management's 13F filing for Q1 2017, filed 19 Mar 2019.