Next Financial Group’s ProShares Large Cap Core Plus CSM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-228	Closed	-$9K	–	2166
2019 Q4	$9K	Hold	228	–	–	﹤0.01%	1800
2019 Q3	$8K	Hold	228	–	–	﹤0.01%	1762
2019 Q2	$8K	Hold	228	–	–	﹤0.01%	1743
2019 Q1	$8K	Sell	228 -422	-65%	-$14K	﹤0.01%	1154
2018 Q4	$20K	Buy	650 +22	+4%	+$729	﹤0.01%	1086
2018 Q3	$23K	Buy	+628	New	+$22.2K	0.01%	738
2017 Q4	–	Sell	-1,228	Closed	-$39K	–	480
2017 Q3	$39K	Hold	1,228	–	–	0.01%	771
2017 Q2	$37K	Hold	1,228	–	–	0.01%	859
2017 Q1	$36K	Hold	1,228	–	–	0.01%	823
2016 Q4	$34K	Hold	1,228	–	–	0.01%	1110
2016 Q3	$32K	Hold	1,228	–	–	0.01%	1139
2016 Q2	$31K	Hold	1,228	–	–	0.01%	789
2016 Q1	$31K	Hold	1,228	–	–	0.01%	771
2015 Q4	$30K	Buy	1,228 +200	+19%	+$4.95K	0.01%	791
2015 Q3	$23K	Sell	1,028 -400	-28%	-$9.8K	0.01%	902
2015 Q2	$35K	Hold	1,428	–	–	0.01%	794
2015 Q1	$35K	Sell	1,428 -2,064	-59%	-$52K	0.01%	784
2014 Q4	$88K	Sell	3,492 -720	-17%	-$17.7K	0.03%	498
2014 Q3	$101K	Buy	+4,212	New	+$102K	0.02%	657