Newgate Capital Management’s State Street SPDR Nuveen ICE Municipal Bond ETF TFI Stock Holding History

Newgate Capital Management’s Portfolio TFI Stock Details TFI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-14,554	Closed	-$717K	–	106
2016 Q1	$717K	Buy	+14,554	New	+$716K	0.64%	32
2015 Q3	–	Sell	-6,514	Closed	-$308K	–	106
2015 Q2	$308K	Sell	6,514 -85	-1%	-$4.05K	0.23%	92
2015 Q1	$320K	Buy	+6,599	New	+$320K	0.22%	87

Other funds holding TFI

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wealthfront Palo Alto, California $10.4B AUM 6.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.15B AUM 24.78% 1-Year Est. Return

Newgate Capital Management's TFI Position: Q2 2016 in Review

Newgate Capital Management sold out of State Street SPDR Nuveen ICE Municipal Bond ETF (TFI) in Q2 2016, closing a stake of 14,554 shares — an estimated $717K sold.

Newgate Capital Management first reported a position in TFI in Q1 2015 and held it in 3 quarters. The position peaked at $717K in Q1 2016. 154 funds tracked by Wall St. Rank hold TFI as of Q2 2016.

Newgate Capital Management reported no remaining State Street SPDR Nuveen ICE Municipal Bond ETF position as of Q2 2016 after selling out during the quarter.
Newgate Capital Management sold 14,554 State Street SPDR Nuveen ICE Municipal Bond ETF shares in Q2 2016, an estimated $717K.
Newgate Capital Management first reported a position in State Street SPDR Nuveen ICE Municipal Bond ETF in Q1 2015 and held it in 3 quarters.
Newgate Capital Management's State Street SPDR Nuveen ICE Municipal Bond ETF position peaked at $717K in Q1 2016.
154 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Municipal Bond ETF as of Q2 2016.

Based on Newgate Capital Management's 13F filing for Q2 2016, filed 3 Aug 2016.