NCM
AUO

Newgate Capital Management’s AU Optronics Corp AUO Stock Holding History

Newgate Capital Management’s Portfolio AUO Stock Details AUO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-166,201
Closed -$713K – 113
2015
Q2 		$713K Buy
166,201
+23,297
+16% +$115K 0.53% 47
2015
Q1 		$716K Buy
+142,904
New +$764K 0.5% 52
2013
Q3 		– Sell
-1,950,516
Closed -$6.75M – 157
2013
Q2 		$6.75M Buy
+1,950,516
New +$8.32M 0.94% 34

Other funds holding AUO

Allianz Asset Management
Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
AG
Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Newgate Capital Management's AUO Position: Q3 2015 in Review

Newgate Capital Management sold out of AU Optronics Corp (AUO) in Q3 2015, closing a stake of 166,201 shares — an estimated $713K sold.

Newgate Capital Management first reported a position in AUO in Q2 2013 and held it in 3 quarters. The position peaked at $6.75M in Q2 2013. 104 funds tracked by Wall St. Rank hold AUO as of Q3 2015.

  • Newgate Capital Management reported no remaining AU Optronics Corp position as of Q3 2015 after selling out during the quarter.
  • Newgate Capital Management sold 166,201 AU Optronics Corp shares in Q3 2015, an estimated $713K.
  • Newgate Capital Management first reported a position in AU Optronics Corp in Q2 2013 and held it in 3 quarters.
  • Newgate Capital Management's AU Optronics Corp position peaked at $6.75M in Q2 2013.
  • 104 funds tracked by Wall St. Rank held AU Optronics Corp as of Q3 2015.

Based on Newgate Capital Management's 13F filing for Q3 2015, filed 22 Oct 2015.