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Newfound Research Portfolio holdings

AUM $40.8M
1-Year Est. Return 12.42%
This Fund
S&P 500
This Quarter Est. Return
+2.67%
1 Year Est. Return
-12.42%
3 Year Est. Return
+54.59%
5 Year Est. Return
+89.01%
10 Year Est. Return
–
AUM
$175M
AUM Growth
+$31.6M
Cap. Flow
+$27.6M
Cap. Flow %
15.81%
Top 10 Hldgs %
42.96%
Holding
241
New
15
Increased
86
Reduced
42
Closed
15

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.36M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$1.99M
3
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.79M
4
FHLC icon
Fidelity MSCI Health Care Index ETF
FHLC
+$1.79M
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$1.77M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.01M
2
IXC icon
iShares Global Energy ETF
IXC
+$1.96M
3
MLPA icon
Global X MLP ETF
MLPA
+$696K
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$672K
5
VNQI icon
Vanguard Global ex-US Real Estate ETF
VNQI
+$405K

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.94%
2 Financials 0.02%
3 Consumer Discretionary 0.01%
4 Healthcare 0.01%
5 Industrials 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
1
Invesco Senior Loan ETF
BKLN
$6.78B
$15.4M 8.82%
664,914
+40,803
+7% +$945K
HYG icon
2
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$8.2M 4.7%
92,388
+13,538
+17% +$1.19M
PFF icon
3
iShares Preferred and Income Securities ETF
PFF
$13.1B
$7.37M 4.22%
189,823
-1,621
-0.8% -$63.2K
PCY icon
4
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.3B
$7.08M 4.06%
237,915
+67,308
+39% +$1.99M
REM icon
5
iShares Mortgage Real Estate ETF
REM
$539M
$6.71M 3.84%
143,144
+24,523
+21% +$1.15M
MXI icon
6
iShares Global Materials ETF
MXI
$381M
$6.25M 3.58%
95,536
+327
+0.3% +$20.7K
IXG icon
7
iShares Global Financials ETF
IXG
$697M
$6.1M 3.49%
91,405
+312
+0.3% +$20.2K
EXI icon
8
iShares Global Industrials ETF
EXI
$1.46B
$6.01M 3.44%
67,566
+5,719
+9% +$491K
IXN icon
9
iShares Global Tech ETF
IXN
$9.64B
$5.99M 3.43%
252,312
+18,354
+8% +$423K
IXJ icon
10
iShares Global Healthcare ETF
IXJ
$4.32B
$5.94M 3.4%
105,608
+14,268
+16% +$785K
RXI icon
11
iShares Global Consumer Discretionary ETF
RXI
$267M
$5.93M 3.39%
58,204
+5,261
+10% +$527K
KXI icon
12
iShares Global Consumer Staples ETF
KXI
$1.08B
$5.85M 3.35%
114,988
+17,780
+18% +$914K
IXP icon
13
iShares Global Comm Services ETF
IXP
$500M
$5.72M 3.28%
94,816
+9,466
+11% +$566K
JXI icon
14
iShares Global Utilities ETF
JXI
$303M
$5.63M 3.23%
111,175
+9,671
+10% +$492K
LQD icon
15
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$5.38M 3.08%
44,399
+19,570
+79% +$2.36M
EMLC icon
16
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.82B
$4.88M 2.79%
127,055
+18,083
+17% +$694K
CWB icon
17
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.68B
$4.09M 2.34%
80,142
-13,266
-14% -$672K
VNQI icon
18
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$3.77M 2.16%
63,507
-6,935
-10% -$405K
PBP icon
19
Invesco S&P 500 BuyWrite ETF
PBP
$376M
$3.77M 2.16%
169,458
+58,909
+53% +$1.32M
VYM icon
20
Vanguard High Dividend Yield ETF
VYM
$82.9B
$3.25M 1.86%
40,111
-4,107
-9% -$326K
VNQ icon
21
Vanguard Real Estate ETF
VNQ
$38.8B
$2.88M 1.65%
34,645
+13,895
+67% +$1.16M
XLB icon
22
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$2.88M 1.65%
101,344
– –
XLI icon
23
State Street Industrial Select Sector SPDR ETF
XLI
$33.2B
$2.83M 1.62%
39,788
– –
XLF icon
24
State Street Financial Select Sector SPDR ETF
XLF
$56.4B
$2.8M 1.6%
108,264
– –
XLK icon
25
State Street Technology Select Sector SPDR ETF
XLK
$123B
$2.8M 1.6%
94,722
– –
1
2 3 4 5

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HLC
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LCM
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MCMI
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OMS
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SEM
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PIM
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Newfound Research's Q3 2017 Portfolio in Review

As of Q3 2017, Newfound Research held 241 positions worth $175M, up 22% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Newfound Research deployed $27.6M of net new capital in Q3 2017, opening 15 new positions and adding to 86 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 2,348 shares worth $129K.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 100% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $2.01M trimmed.

  • Newfound Research's largest Q3 2017 buy was iShares Convertible Bond ETF: 2,348 shares worth $129K.
  • Newfound Research added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2017, an estimated $2.36M increase.
  • Newfound Research's biggest Q3 2017 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $2.01M.
  • Newfound Research fully exited iShares Global Energy ETF in Q3 2017, selling an estimated $1.96M.
  • Newfound Research's ten largest holdings make up 43% of its $175M portfolio in Q3 2017.
  • Newfound Research opened 15 new positions and closed 15 in Q3 2017.
  • Newfound Research's portfolio value rose 22% quarter-over-quarter to $175M.

Based on Newfound Research's 13F filing for Q3 2017, filed 1 Nov 2017.