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Newfound Research Portfolio holdings

AUM $40.8M
1-Year Est. Return 12.42%
This Fund
S&P 500
This Quarter Est. Return
+2.67%
1 Year Est. Return
-12.42%
3 Year Est. Return
+54.59%
5 Year Est. Return
+89.01%
10 Year Est. Return
–
AUM
$175M
AUM Growth
+$31.6M
Cap. Flow
+$27.6M
Cap. Flow %
15.81%
Top 10 Hldgs %
42.96%
Holding
241
New
15
Increased
86
Reduced
42
Closed
15

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.36M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$1.99M
3
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.79M
4
FHLC icon
Fidelity MSCI Health Care Index ETF
FHLC
+$1.79M
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$1.77M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.01M
2
IXC icon
iShares Global Energy ETF
IXC
+$1.96M
3
MLPA icon
Global X MLP ETF
MLPA
+$696K
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$672K
5
VNQI icon
Vanguard Global ex-US Real Estate ETF
VNQI
+$405K

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.94%
2 Financials 0.02%
3 Consumer Discretionary 0.01%
4 Healthcare 0.01%
5 Industrials 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
151
Target
TGT
$75.4B
$1K ﹤0.01%
19
+2
+12% +$112
TIP icon
152
iShares TIPS Bond ETF
TIP
$15.1B
$1K ﹤0.01%
9
-2
-18% -$228
TXT icon
153
Textron
TXT
$14.2B
$1K ﹤0.01%
11
– –
UAL icon
154
United Airlines
UAL
$36.5B
$1K ﹤0.01%
12
+1
+9% +$67
UNH icon
155
UnitedHealth
UNH
$355B
$1K ﹤0.01%
3
-1
-25% -$193
WAL icon
156
Western Alliance Bancorporation
WAL
$8.59B
$1K ﹤0.01%
8
-2
-20% -$98
WHR icon
157
Whirlpool
WHR
$2.59B
$1K ﹤0.01%
7
– –
WTPI
158
WisdomTree Equity Premium Income Fund
WTPI
$514M
$1K ﹤0.01%
39
– –
AMJ
159
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1K ﹤0.01%
27
-70,051
-100% -$2.01M
BBBY
160
DELISTED
Bed Bath & Beyond Inc
BBBY
$1K ﹤0.01%
29
– –
XIV
161
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$1K ﹤0.01%
6
-1
-14% -$87
ALFA
162
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$1K ﹤0.01%
33
– –
VXX
163
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$1K ﹤0.01%
14
+2
+17% +$93
AAL icon
164
American Airlines Group
AAL
$9.08B
$0 ﹤0.01%
6
+1
+20% +$48
ALK icon
165
Alaska Air
ALK
$4.71B
$0 ﹤0.01%
2
– –
AMP icon
166
Ameriprise Financial
AMP
$49.1B
$0 ﹤0.01%
2
+1
+100% +$140
AN icon
167
AutoNation
AN
$6.57B
$0 ﹤0.01%
4
– –
CVSA
168
Covista Inc
CVSA
$4.79B
– –
-5
Closed –
BAC icon
169
Bank of America
BAC
$428B
$0 ﹤0.01%
+1
New +$24
BRK.B icon
170
Berkshire Hathaway Class B
BRK.B
$1.08T
$0 ﹤0.01%
+1
New +$177
BWA icon
171
BorgWarner
BWA
$13.2B
$0 ﹤0.01%
1
– –
CAH icon
172
Cardinal Health
CAH
$54.7B
$0 ﹤0.01%
5
– –
CB icon
173
Chubb
CB
$131B
$0 ﹤0.01%
1
– –
CBRE icon
174
CBRE Group
CBRE
$42.6B
$0 ﹤0.01%
4
– –
CI icon
175
Cigna
CI
$73.4B
$0 ﹤0.01%
1
– –
5 6
7
8 9

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LCM
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MCMI
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OMS
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SEM
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PIM
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Newfound Research's Q3 2017 Portfolio in Review

As of Q3 2017, Newfound Research held 241 positions worth $175M, up 22% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Newfound Research deployed $27.6M of net new capital in Q3 2017, opening 15 new positions and adding to 86 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 2,348 shares worth $129K.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 100% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $2.01M trimmed.

  • Newfound Research's largest Q3 2017 buy was iShares Convertible Bond ETF: 2,348 shares worth $129K.
  • Newfound Research added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2017, an estimated $2.36M increase.
  • Newfound Research's biggest Q3 2017 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $2.01M.
  • Newfound Research fully exited iShares Global Energy ETF in Q3 2017, selling an estimated $1.96M.
  • Newfound Research's ten largest holdings make up 43% of its $175M portfolio in Q3 2017.
  • Newfound Research opened 15 new positions and closed 15 in Q3 2017.
  • Newfound Research's portfolio value rose 22% quarter-over-quarter to $175M.

Based on Newfound Research's 13F filing for Q3 2017, filed 1 Nov 2017.