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Newfound Research Portfolio holdings

AUM $40.8M
1-Year Est. Return 12.42%
This Fund
S&P 500
This Quarter Est. Return
+2.67%
1 Year Est. Return
-12.42%
3 Year Est. Return
+54.59%
5 Year Est. Return
+89.01%
10 Year Est. Return
–
AUM
$175M
AUM Growth
+$31.6M
Cap. Flow
+$27.6M
Cap. Flow %
15.81%
Top 10 Hldgs %
42.96%
Holding
241
New
15
Increased
86
Reduced
42
Closed
15
Avg Time Held
4.3 quarters
Top 10 Avg Time Held
3.6 quarters
Top 20 Avg Time Held
3.7 quarters

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.36M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$1.99M
3
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.79M
4
FHLC icon
Fidelity MSCI Health Care Index ETF
FHLC
+$1.79M
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$1.77M

Top Sells

Rank Stock Value
1
AMJ icon
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.01M
2
IXC icon
iShares Global Energy ETF
IXC
+$1.96M
3
MLPA icon
Global X MLP ETF
MLPA
+$696K
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$672K
5
VNQI icon
Vanguard Global ex-US Real Estate ETF
VNQI
+$405K

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.94%
2 Financials 0.02%
3 Consumer Discretionary 0.01%
4 Healthcare 0.01%
5 Industrials 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MET icon
101
MetLife
MET
$63.4B
$2K ﹤0.01%
30
-4
-12% -$195
2016 Q2
5 quarters
MINT icon
102
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$18.6B
$2K ﹤0.01%
18
-26
-59% -$2.65K
2015 Q4
7 quarters
PDBC icon
103
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.98B
$2K ﹤0.01%
94
+31
+49% +$505
2017 Q1
2 quarters
R icon
104
Ryder
R
$9.24B
$2K ﹤0.01%
21
– –
2016 Q2
5 quarters
USDU icon
105
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$314M
$2K ﹤0.01%
96
– –
2015 Q4
7 quarters
WDC icon
106
Western Digital
WDC
$145B
$2K ﹤0.01%
24
-1
-4% -$66
2016 Q2
5 quarters
XRX icon
107
Xerox
XRX
$358M
$2K ﹤0.01%
50
– –
2016 Q2
5 quarters
LLL
108
DELISTED
L3 Technologies, Inc.
LLL
$2K ﹤0.01%
11
-1
-8% -$179
2016 Q2
5 quarters
ESRX
109
DELISTED
Express Scripts Holding Company
ESRX
$2K ﹤0.01%
26
+3
+13% +$186
2016 Q2
5 quarters
ANDV
110
DELISTED
Andeavor
ANDV
$2K ﹤0.01%
15
-2
-12% -$197
2016 Q2
5 quarters
XL
111
DELISTED
XL Group Ltd.
XL
$2K ﹤0.01%
62
+3
+5% +$128
2016 Q2
5 quarters
RALS
112
DELISTED
ProShares RAFI Long/Short
RALS
$2K ﹤0.01%
63
– –
2015 Q4
7 quarters
ULQ
113
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$2K ﹤0.01%
46
– –
2015 Q4
7 quarters
AES icon
114
AES
AES
$10.7B
$1K ﹤0.01%
107
-3
-3% -$33
2016 Q2
5 quarters
AGGY icon
115
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$889M
$1K ﹤0.01%
25
+4
+19% +$203
2017 Q1
2 quarters
AIG icon
116
American International
AIG
$40.5B
$1K ﹤0.01%
21
-1
-5% -$62
2016 Q2
5 quarters
C icon
117
Citigroup
C
$219B
$1K ﹤0.01%
9
– –
2016 Q2
5 quarters
CNC icon
118
Centene
CNC
$32.9B
$1K ﹤0.01%
16
+4
+33% +$172
2016 Q2
5 quarters
COF icon
119
Capital One
COF
$124B
$1K ﹤0.01%
10
– –
2016 Q2
5 quarters
CVS icon
120
CVS Health
CVS
$111B
$1K ﹤0.01%
17
+1
+6% +$79
2016 Q2
5 quarters
DAL icon
121
Delta Air Lines
DAL
$53.2B
$1K ﹤0.01%
25
+1
+4% +$50
2016 Q2
5 quarters
DGX icon
122
Quest Diagnostics
DGX
$25.8B
$1K ﹤0.01%
7
– –
2016 Q2
5 quarters
DHI icon
123
D.R. Horton
DHI
$37.8B
$1K ﹤0.01%
18
+3
+20% +$109
2016 Q2
5 quarters
EMN icon
124
Eastman Chemical
EMN
$7.18B
$1K ﹤0.01%
8
+1
+14% +$85
2016 Q2
5 quarters
F icon
125
Ford
F
$47.8B
$1K ﹤0.01%
117
-6
-5% -$68
2016 Q2
5 quarters
3 4
5
6 7

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PSCM
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HLC
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LCM
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MCMI
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OMS
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SEM
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PIM
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Newfound Research's Q3 2017 Portfolio in Review

As of Q3 2017, Newfound Research held 241 positions worth $175M, up 22% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Newfound Research deployed $27.6M of net new capital in Q3 2017, opening 15 new positions and adding to 86 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 2,348 shares worth $129K.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 100% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $2.01M trimmed.

  • Newfound Research's largest Q3 2017 buy was iShares Convertible Bond ETF: 2,348 shares worth $129K.
  • Newfound Research added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2017, an estimated $2.36M increase.
  • Newfound Research's biggest Q3 2017 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $2.01M.
  • Newfound Research fully exited iShares Global Energy ETF in Q3 2017, selling an estimated $1.96M.
  • Newfound Research's ten largest holdings make up 43% of its $175M portfolio in Q3 2017.
  • Newfound Research opened 15 new positions and closed 15 in Q3 2017.
  • Newfound Research's portfolio value rose 22% quarter-over-quarter to $175M.

Based on Newfound Research's 13F filing for Q3 2017, filed 1 Nov 2017.