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Newfound Research Portfolio holdings

AUM $40.8M
1-Year Est. Return 12.42%
This Fund
S&P 500
This Quarter Est. Return
+2.67%
1 Year Est. Return
-12.42%
3 Year Est. Return
+54.59%
5 Year Est. Return
+89.01%
10 Year Est. Return
–
AUM
$175M
AUM Growth
+$31.6M
Cap. Flow
+$27.6M
Cap. Flow %
15.81%
Top 10 Hldgs %
42.96%
Holding
241
New
15
Increased
86
Reduced
42
Closed
15
Avg Time Held
4.3 quarters
Top 10 Avg Time Held
3.6 quarters
Top 20 Avg Time Held
3.7 quarters

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.36M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$1.99M
3
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.79M
4
FHLC icon
Fidelity MSCI Health Care Index ETF
FHLC
+$1.79M
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$1.77M

Top Sells

Rank Stock Value
1
AMJ icon
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.01M
2
IXC icon
iShares Global Energy ETF
IXC
+$1.96M
3
MLPA icon
Global X MLP ETF
MLPA
+$696K
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$672K
5
VNQI icon
Vanguard Global ex-US Real Estate ETF
VNQI
+$405K

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.94%
2 Financials 0.02%
3 Consumer Discretionary 0.01%
4 Healthcare 0.01%
5 Industrials 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MNA icon
76
NYLIM Merger Arbitrage ETF
MNA
$258M
$3K ﹤0.01%
112
– –
2015 Q4
7 quarters
PRU icon
77
Prudential Financial
PRU
$39.1B
$3K ﹤0.01%
24
– –
2016 Q2
5 quarters
TRV icon
78
Travelers Companies
TRV
$77.5B
$3K ﹤0.01%
22
+1
+5% +$125
2016 Q3
4 quarters
TSN icon
79
Tyson Foods
TSN
$18.8B
$3K ﹤0.01%
41
-5
-11% -$320
2016 Q2
5 quarters
UNM icon
80
Unum
UNM
$14.6B
$3K ﹤0.01%
63
– –
2016 Q2
5 quarters
VCIT icon
81
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
$3K ﹤0.01%
36
-219
-86% -$19.3K
2015 Q4
7 quarters
VCLT icon
82
Vanguard Long-Term Corporate Bond ETF
VCLT
$7.57B
$3K ﹤0.01%
33
-11
-25% -$1.03K
2015 Q4
7 quarters
VGIT icon
83
Vanguard Intermediate-Term Treasury ETF
VGIT
$39.7B
$3K ﹤0.01%
+49
New +$3.18K
2017 Q3
0 quarters
VLO icon
84
Valero Energy
VLO
$126B
$3K ﹤0.01%
37
+1
+3% +$69
2016 Q2
5 quarters
WMT icon
85
Walmart Inc
WMT
$897B
$3K ﹤0.01%
117
+9
+8% +$236
2016 Q2
5 quarters
WTMF icon
86
WisdomTree Managed Futures Strategy Fund
WTMF
$284M
$3K ﹤0.01%
78
– –
2015 Q4
7 quarters
AET
87
DELISTED
Aetna Inc
AET
$3K ﹤0.01%
20
-1
-5% -$156
2016 Q2
5 quarters
XLBS
88
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$3K ﹤0.01%
54
-291
-84% -$16.2K
2015 Q4
7 quarters
ADM icon
89
Archer Daniels Midland
ADM
$38.8B
$2K ﹤0.01%
49
– –
2016 Q2
5 quarters
AFL icon
90
Aflac
AFL
$58.1B
$2K ﹤0.01%
42
+4
+11% +$161
2016 Q2
5 quarters
AGG icon
91
iShares Core US Aggregate Bond ETF
AGG
$137B
$2K ﹤0.01%
16
+1
+7% +$110
2017 Q1
2 quarters
BBY icon
92
Best Buy
BBY
$18.2B
$2K ﹤0.01%
41
– –
2016 Q2
5 quarters
BNDX icon
93
Vanguard Total International Bond ETF
BNDX
$83.2B
$2K ﹤0.01%
43
+3
+8% +$164
2017 Q1
2 quarters
FE icon
94
FirstEnergy
FE
$26.2B
$2K ﹤0.01%
60
+1
+2% +$31
2016 Q2
5 quarters
FTLS icon
95
First Trust Long/Short Equity ETF
FTLS
$2.64B
$2K ﹤0.01%
49
– –
2015 Q4
7 quarters
GEM icon
96
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.75B
$2K ﹤0.01%
68
+7
+11% +$232
2017 Q1
2 quarters
HIG icon
97
Hartford Financial Services
HIG
$35.3B
$2K ﹤0.01%
33
-1
-3% -$54
2016 Q2
5 quarters
IAU icon
98
iShares Gold Trust
IAU
$61.8B
$2K ﹤0.01%
75
+6
+9% +$148
2017 Q1
2 quarters
KSS icon
99
Kohl's
KSS
$2.4B
$2K ﹤0.01%
41
-1
-2% -$41
2016 Q2
5 quarters
LNC icon
100
Lincoln National
LNC
$7.75B
$2K ﹤0.01%
32
-1
-3% -$71
2016 Q2
5 quarters
2 3
4
5 6

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PSCM
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HLC
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LCM
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MCMI
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OMS
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SEM
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PIM
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Newfound Research's Q3 2017 Portfolio in Review

As of Q3 2017, Newfound Research held 241 positions worth $175M, up 22% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Newfound Research deployed $27.6M of net new capital in Q3 2017, opening 15 new positions and adding to 86 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 2,348 shares worth $129K.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 100% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $2.01M trimmed.

  • Newfound Research's largest Q3 2017 buy was iShares Convertible Bond ETF: 2,348 shares worth $129K.
  • Newfound Research added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2017, an estimated $2.36M increase.
  • Newfound Research's biggest Q3 2017 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $2.01M.
  • Newfound Research fully exited iShares Global Energy ETF in Q3 2017, selling an estimated $1.96M.
  • Newfound Research's ten largest holdings make up 43% of its $175M portfolio in Q3 2017.
  • Newfound Research opened 15 new positions and closed 15 in Q3 2017.
  • Newfound Research's portfolio value rose 22% quarter-over-quarter to $175M.

Based on Newfound Research's 13F filing for Q3 2017, filed 1 Nov 2017.