Newfound Research’s iShares Convertible Bond ETF ICVT Stock Holding History

Newfound Research’s Portfolio ICVT Stock Details ICVT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-1,496	Closed	-$106K	–	117
2020 Q2	$106K	Buy	1,496 +897	+150%	+$57K	0.13%	41
2020 Q1	$33K	Sell	599 -2,987	-83%	-$185K	0.04%	19
2019 Q4	$225K	Sell	3,586 -2,144	-37%	-$129K	0.21%	40
2019 Q3	$333K	Buy	5,730 +906	+19%	+$54.1K	0.29%	43
2019 Q2	$287K	Sell	4,824 -5,561	-54%	-$326K	0.25%	45
2019 Q1	$602K	Buy	+10,385	New	+$587K	0.44%	37
2018 Q4	–	Sell	-12,470	Closed	-$746K	–	165
2018 Q3	$746K	Sell	12,470 -5,256	-30%	-$310K	0.42%	38
2018 Q2	$1.02M	Sell	17,726 -17,779	-50%	-$1.02M	0.58%	25
2018 Q1	$2M	Buy	35,505 +28,078	+378%	+$1.59M	1.14%	26
2017 Q4	$409K	Buy	7,427 +5,079	+216%	+$281K	0.22%	46
2017 Q3	$129K	Buy	+2,348	New	+$126K	0.07%	45

Other funds holding ICVT

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

FormulaFolio Investments Grand Rapids, Michigan $299M AUM 27.65% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Newfound Research's ICVT Position: Q3 2020 in Review

Newfound Research sold out of iShares Convertible Bond ETF (ICVT) in Q3 2020, closing a stake of 1,496 shares — an estimated $106K sold.

Newfound Research first reported a position in ICVT in Q3 2017 and held it in 11 quarters. The position peaked at $2M in Q1 2018. 119 funds tracked by Wall St. Rank hold ICVT as of Q3 2020.

Newfound Research reported no remaining iShares Convertible Bond ETF position as of Q3 2020 after selling out during the quarter.
Newfound Research sold 1,496 iShares Convertible Bond ETF shares in Q3 2020, an estimated $106K.
Newfound Research first reported a position in iShares Convertible Bond ETF in Q3 2017 and held it in 11 quarters.
Newfound Research's iShares Convertible Bond ETF position peaked at $2M in Q1 2018.
119 funds tracked by Wall St. Rank held iShares Convertible Bond ETF as of Q3 2020.

Based on Newfound Research's 13F filing for Q3 2020, filed 20 Oct 2020.