Newfound Research’s AlphaClone Alternative Alpha ETF ALFA Stock Holding History

Newfound Research’s Portfolio ALFA Stock Details ALFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-33	Closed	-$1K	–	247
2018 Q4	$1K	Hold	33	–	–	﹤0.01%	130
2018 Q3	$2K	Hold	33	–	–	﹤0.01%	121
2018 Q2	$2K	Hold	33	–	–	﹤0.01%	109
2018 Q1	$1K	Hold	33	–	–	﹤0.01%	156
2017 Q4	$1K	Hold	33	–	–	﹤0.01%	176
2017 Q3	$1K	Hold	33	–	–	﹤0.01%	168
2017 Q2	$1K	Hold	33	–	–	﹤0.01%	167
2017 Q1	$1K	Sell	33 -343	-91%	-$12.8K	﹤0.01%	163
2016 Q4	$13K	Buy	376 +31	+9%	+$1.09K	0.01%	56
2016 Q3	$12K	Buy	345 +70	+25%	+$2.48K	0.01%	63
2016 Q2	$9K	Sell	275 -208	-43%	-$6.96K	0.01%	62
2016 Q1	$16K	Buy	483 +130	+37%	+$4.52K	0.02%	41
2015 Q4	$13K	Buy	+353	New	+$13.4K	0.02%	46

Other funds holding ALFA

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Newfound Research's ALFA Position: Q1 2019 in Review

Newfound Research sold out of AlphaClone Alternative Alpha ETF (ALFA) in Q1 2019, closing a stake of 33 shares — an estimated $1K sold.

Newfound Research first reported a position in ALFA in Q4 2015 and held it in 13 quarters. The position peaked at $16K in Q1 2016. 12 funds tracked by Wall St. Rank hold ALFA as of Q1 2019.

Newfound Research reported no remaining AlphaClone Alternative Alpha ETF position as of Q1 2019 after selling out during the quarter.
Newfound Research sold 33 AlphaClone Alternative Alpha ETF shares in Q1 2019, an estimated $1K.
Newfound Research first reported a position in AlphaClone Alternative Alpha ETF in Q4 2015 and held it in 13 quarters.
Newfound Research's AlphaClone Alternative Alpha ETF position peaked at $16K in Q1 2016.
12 funds tracked by Wall St. Rank held AlphaClone Alternative Alpha ETF as of Q1 2019.

Based on Newfound Research's 13F filing for Q1 2019, filed 14 May 2019.