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NVIM

New Vernon Investment Management Portfolio holdings

AUM $94.2M
1-Year Est. Return 4.11%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+4.11%
3 Year Est. Return
+75.46%
5 Year Est. Return
+132.81%
10 Year Est. Return
+387.55%
AUM
$94.9M
AUM Growth
-$19.5M
Cap. Flow
-$22.2M
Cap. Flow %
-23.34%
Top 10 Hldgs %
50.16%
Holding
56
New
5
Increased
7
Reduced
24
Closed
11

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$5.49M
2
RDN icon
Radian Group
RDN
+$2.04M
3
GNW icon
Genworth Financial
GNW
+$768K
4
ABT icon
Abbott
ABT
+$604K
5
KNSL icon
Kinsale Capital Group
KNSL
+$461K

Top Sells

Rank Stock Value
1
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$3.64M
2
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.54M
3
NQS
NUVEEN SELECT QUALITY MUNI FD
NQS
+$2.03M
4
NSC icon
Norfolk Southern
NSC
+$1.9M
5
NLY icon
Annaly Capital Management
NLY
+$1.77M

Sector Composition

Rank Sector Weight
1 Financials 33.6%
2 Industrials 3.49%
3 Real Estate 2.05%
4 Consumer Staples 1.81%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXJ icon
1
WisdomTree Japan Hedged Equity Fund
DXJ
$7.29B
$6.42M 6.77%
149,690
– –
VKQ icon
2
Invesco Municipal Trust
VKQ
$544M
$5.39M 5.68%
390,883
-48,000
-11% -$668K
HIG icon
3
Hartford Financial Services
HIG
$39.4B
$5.36M 5.65%
125,146
+7,948
+7% +$333K
NAD icon
4
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$5.33M 5.62%
+354,023
New +$5.49M
BHK icon
5
BlackRock Core Bond Trust
BHK
$654M
$5.26M 5.55%
370,484
-27,000
-7% -$381K
EWU icon
6
iShares MSCI United Kingdom ETF
EWU
$4.14B
$4.75M 5.01%
150,000
– –
AWH
7
DELISTED
Allied World Assurance Co Hld Lt
AWH
$4.26M 4.49%
105,500
-12,762
-11% -$504K
JLS icon
8
Nuveen Mortgage and Income Fund
JLS
$94.8M
$3.69M 3.88%
152,390
– –
PMO
9
Franklin Municipal Opportunities Trust
PMO
$281M
$3.6M 3.79%
269,948
– –
DMO
10
Western Asset Mortgage Opportunity Fund
DMO
$119M
$3.54M 3.73%
148,036
– –
VGM icon
11
Invesco Trust Investment Grade Municipals
VGM
$554M
$3.44M 3.63%
244,240
-17,000
-7% -$244K
XL
12
DELISTED
XL Group Ltd.
XL
$3.31M 3.49%
98,409
+2,659
+3% +$89.4K
HYT icon
13
BlackRock Corporate High Yield Fund
HYT
$1.37B
$3.31M 3.48%
305,638
– –
AFG icon
14
American Financial Group
AFG
$12.2B
$3.19M 3.37%
42,607
-1,843
-4% -$136K
BTZ icon
15
BlackRock Credit Allocation Income Trust
BTZ
$935M
$2.67M 2.82%
200,284
– –
CHL
16
DELISTED
China Mobile Limited
CHL
$2.39M 2.52%
38,837
– –
ORI icon
17
Old Republic International
ORI
$10.5B
$2.26M 2.38%
128,011
+18,831
+17% +$358K
RDN icon
18
Radian Group
RDN
$5.21B
$2.14M 2.26%
+158,000
New +$2.04M
ESNT icon
19
Essent Group
ESNT
$6.13B
$2.04M 2.15%
76,807
+1,807
+2% +$45.8K
ARGO
20
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$1.99M 2.09%
40,483
+5,955
+17% +$283K
NLY icon
21
Annaly Capital Management
NLY
$17.1B
$1.95M 2.05%
46,330
-40,750
-47% -$1.77M
NAVG
22
DELISTED
Navigators Group Inc
NAVG
$1.8M 1.9%
37,130
-37,370
-50% -$1.73M
ALL icon
23
Allstate
ALL
$68.1B
$1.77M 1.87%
25,602
+3,766
+17% +$259K
AHL
24
DELISTED
ASPEN Insurance Holding Limited
AHL
$1.47M 1.55%
31,507
+4,540
+17% +$207K
PRHI
25
Presurance Holdings
PRHI
$18.7M
$1.1M 1.16%
18,817
– –
1
2 3

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New Vernon Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, New Vernon Investment Management held 56 positions worth $94.9M, down 17% from $114M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

New Vernon Investment Management withdrew a net $22.2M in Q3 2016, closing 11 positions and reducing 24 holdings. Its most notable exit was NUVEEN PREMIUN INC MUN FUND, an estimated $3.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 34% of assets, up from 26% a quarter earlier, followed by Industrials and Real Estate.

Against the trend, New Vernon Investment Management opened a new position in Nuveen Quality Municipal Income Fund worth $5.33M.

  • New Vernon Investment Management's largest Q3 2016 buy was Nuveen Quality Municipal Income Fund: 354,023 shares worth $5.33M.
  • New Vernon Investment Management added most to Old Republic International in Q3 2016, an estimated $358K increase.
  • New Vernon Investment Management's biggest Q3 2016 reduction was Norfolk Southern, cutting an estimated $1.9M.
  • New Vernon Investment Management fully exited NUVEEN PREMIUN INC MUN FUND in Q3 2016, selling an estimated $3.64M.
  • New Vernon Investment Management's ten largest holdings make up 50% of its $94.9M portfolio in Q3 2016.
  • New Vernon Investment Management opened 5 new positions and closed 11 in Q3 2016.
  • New Vernon Investment Management's portfolio value fell 17% quarter-over-quarter to $94.9M.

Based on New Vernon Investment Management's 13F filing for Q3 2016, filed 14 Nov 2016.