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NVIM

New Vernon Investment Management Portfolio holdings

AUM $94.2M
1-Year Est. Return 4.11%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+4.11%
3 Year Est. Return
+75.46%
5 Year Est. Return
+132.81%
10 Year Est. Return
+387.55%
AUM
$117M
AUM Growth
-$14.7M
Cap. Flow
-$13.7M
Cap. Flow %
-11.69%
Top 10 Hldgs %
43.14%
Holding
55
New
6
Increased
6
Reduced
23
Closed
6

Top Buys

Rank Stock Value
1
JLS icon
Nuveen Mortgage and Income Fund
JLS
+$3.95M
2
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$3.92M
3
NLY icon
Annaly Capital Management
NLY
+$3.92M
4
ARGO
Argo Group International Holdings, Ltd.
ARGO
+$1.4M
5
T icon
AT&T
T
+$1.27M

Top Sells

Rank Stock Value
1
DXGE
WisdomTree Germany Hedged Equity Fund
DXGE
+$3.73M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$3.13M
3
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$2.73M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.19M
5
MDLZ icon
Mondelez International
MDLZ
+$2.06M

Sector Composition

Rank Sector Weight
1 Financials 21.78%
2 Industrials 12.19%
3 Real Estate 3.51%
4 Consumer Staples 3.01%
5 Technology 2.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXJ icon
1
WisdomTree Japan Hedged Equity Fund
DXJ
$7.36B
$7.51M 6.42%
171,900
– –
VKQ icon
2
Invesco Municipal Trust
VKQ
$546M
$6.71M 5.74%
504,000
– –
BHK icon
3
BlackRock Core Bond Trust
BHK
$659M
$6.11M 5.22%
456,459
– –
HIG icon
4
Hartford Financial Services
HIG
$39.2B
$5.2M 4.44%
112,762
+4,343
+4% +$183K
VMO icon
5
Invesco Municipal Opportunity Trust
VMO
$658M
$4.83M 4.13%
346,000
-150,000
-30% -$2.03M
VGM icon
6
Invesco Trust Investment Grade Municipals
VGM
$559M
$4.19M 3.58%
300,000
– –
NLY icon
7
Annaly Capital Management
NLY
$17B
$4.1M 3.51%
+100,000
New +$3.92M
NPI
8
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$3.95M 3.37%
271,000
– –
PMO
9
Franklin Municipal Opportunities Trust
PMO
$282M
$3.94M 3.36%
310,000
– –
JLS icon
10
Nuveen Mortgage and Income Fund
JLS
$94.7M
$3.93M 3.36%
+175,000
New +$3.95M
DMO
11
Western Asset Mortgage Opportunity Fund
DMO
$119M
$3.87M 3.31%
+170,000
New +$3.92M
HYT icon
12
BlackRock Corporate High Yield Fund
HYT
$1.37B
$3.5M 2.99%
350,985
– –
AWH
13
DELISTED
Allied World Assurance Co Hld Lt
AWH
$3.15M 2.69%
90,000
+12,500
+16% +$429K
AFG icon
14
American Financial Group
AFG
$12.1B
$3.11M 2.66%
44,244
-16,284
-27% -$1.12M
BTZ icon
15
BlackRock Credit Allocation Income Trust
BTZ
$945M
$2.88M 2.46%
230,000
– –
DAL icon
16
Delta Air Lines
DAL
$61B
$2.79M 2.38%
57,240
-22,260
-28% -$1.04M
NSC icon
17
Norfolk Southern
NSC
$76.8B
$2.7M 2.31%
32,400
-12,600
-28% -$952K
UAL icon
18
United Airlines
UAL
$42.5B
$2.6M 2.23%
43,524
-16,926
-28% -$899K
NQS
19
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$2.2M 1.88%
150,000
– –
DCH
20
Dauch Corp
DCH
$1.4B
$2.19M 1.87%
142,077
+23,081
+19% +$333K
GE icon
21
GE Aerospace
GE
$391B
$2.1M 1.79%
13,750
-5,347
-28% -$755K
XL
22
DELISTED
XL Group Ltd.
XL
$1.91M 1.64%
52,000
-38,600
-43% -$1.37M
SEP
23
DELISTED
Spectra Engy Parters Lp
SEP
$1.91M 1.63%
39,600
-15,400
-28% -$700K
LUV icon
24
Southwest Airlines
LUV
$23.2B
$1.88M 1.6%
41,850
-16,275
-28% -$662K
ORI icon
25
Old Republic International
ORI
$10.4B
$1.83M 1.56%
100,000
-73,800
-42% -$1.33M
1
2 3

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New Vernon Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, New Vernon Investment Management held 55 positions worth $117M, down 11% from $132M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

New Vernon Investment Management withdrew a net $13.7M in Q1 2016, closing 6 positions and reducing 23 holdings. Its most notable exit was WisdomTree Germany Hedged Equity Fund, an estimated $3.73M position sold in full.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Industrials and Real Estate.

Against the trend, New Vernon Investment Management opened a new position in Nuveen Mortgage and Income Fund worth $3.93M.

  • New Vernon Investment Management's largest Q1 2016 buy was Nuveen Mortgage and Income Fund: 175,000 shares worth $3.93M.
  • New Vernon Investment Management added most to Infinera Corporation Common Stock in Q1 2016, an estimated $473K increase.
  • New Vernon Investment Management's biggest Q1 2016 reduction was Invesco Municipal Opportunity Trust, cutting an estimated $2.03M.
  • New Vernon Investment Management fully exited WisdomTree Germany Hedged Equity Fund in Q1 2016, selling an estimated $3.73M.
  • New Vernon Investment Management's ten largest holdings make up 43% of its $117M portfolio in Q1 2016.
  • New Vernon Investment Management opened 6 new positions and closed 6 in Q1 2016.
  • New Vernon Investment Management's portfolio value fell 11% quarter-over-quarter to $117M.

Based on New Vernon Investment Management's 13F filing for Q1 2016, filed 13 May 2016.