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New Vernon Investment Management Portfolio holdings

AUM $94.2M
1-Year Est. Return 4.11%
This Fund
S&P 500
This Quarter Est. Return
+11.96%
1 Year Est. Return
+4.11%
3 Year Est. Return
+75.46%
5 Year Est. Return
+132.81%
10 Year Est. Return
+387.55%
AUM
$71.7M
AUM Growth
-$23.2M
Cap. Flow
-$29.6M
Cap. Flow %
-41.33%
Top 10 Hldgs %
59.55%
Holding
46
New
1
Increased
2
Reduced
11
Closed
7

Top Buys

Rank Stock Value
1
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$4.19M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$2.75M
3
ORI icon
Old Republic International
ORI
+$763K

Top Sells

Rank Stock Value
1
VKQ icon
Invesco Municipal Trust
VKQ
+$5.39M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$5.33M
3
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$4.75M
4
BHK icon
BlackRock Core Bond Trust
BHK
+$4.04M
5
PMO
Franklin Municipal Opportunities Trust
PMO
+$3.6M

Sector Composition

Rank Sector Weight
1 Financials 46.15%
2 Industrials 5.3%
3 Consumer Staples 2.25%
4 Real Estate 1.88%
5 Healthcare 1.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$962B
$754K 1.05%
8,736
– –
T icon
27
AT&T
T
$168B
$700K 0.98%
21,804
– –
ITW icon
28
Illinois Tool Works
ITW
$83.5B
$689K 0.96%
5,627
– –
MSFT icon
29
Microsoft
MSFT
$3.74T
$674K 0.94%
10,843
– –
EPD icon
30
Enterprise Products Partners
EPD
$81.8B
$671K 0.94%
24,827
– –
GE icon
31
GE Aerospace
GE
$382B
$627K 0.87%
4,141
– –
JNJ icon
32
Johnson & Johnson
JNJ
$626B
$627K 0.87%
5,442
– –
APTV icon
33
Aptiv
APTV
$10.3B
$620K 0.86%
9,211
– –
SEP
34
DELISTED
Spectra Engy Parters Lp
SEP
$601K 0.84%
13,109
– –
KO icon
35
Coca-Cola
KO
$372B
$584K 0.81%
14,081
– –
KMB icon
36
Kimberly-Clark
KMB
$36.1B
$565K 0.79%
4,955
– –
ABT icon
37
Abbott
ABT
$190B
$542K 0.76%
14,107
– –
PG icon
38
Procter & Gamble
PG
$338B
$464K 0.65%
5,520
– –
BX icon
39
Blackstone
BX
$118B
$438K 0.61%
16,195
– –
DMO
40
Western Asset Mortgage Opportunity Fund
DMO
$120M
– –
-148,036
Closed -$3.54M
EWU icon
41
iShares MSCI United Kingdom ETF
EWU
$4.13B
– –
-150,000
Closed -$4.75M
GNW icon
42
Genworth Financial
GNW
$3.7B
– –
-200,000
Closed -$992K
NAD icon
43
Nuveen Quality Municipal Income Fund
NAD
$2.75B
– –
-354,023
Closed -$5.33M
PMO
44
Franklin Municipal Opportunities Trust
PMO
$285M
– –
-269,948
Closed -$3.6M
VKQ icon
45
Invesco Municipal Trust
VKQ
$545M
– –
-390,883
Closed -$5.39M
CHL
46
DELISTED
China Mobile Limited
CHL
– –
-38,837
Closed -$2.39M
1
2

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New Vernon Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, New Vernon Investment Management held 46 positions worth $71.7M, down 24% from $94.9M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

New Vernon Investment Management withdrew a net $29.6M in Q4 2016, closing 7 positions and reducing 11 holdings. Its most notable exit was Invesco Municipal Trust, an estimated $5.39M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 34% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, New Vernon Investment Management opened a new position in WisdomTree Europe Hedged Equity Fund worth $4.4M.

  • New Vernon Investment Management's largest Q4 2016 buy was WisdomTree Europe Hedged Equity Fund: 153,200 shares worth $4.4M.
  • New Vernon Investment Management added most to WisdomTree Japan Hedged Equity Fund in Q4 2016, an estimated $2.75M increase.
  • New Vernon Investment Management's biggest Q4 2016 reduction was BlackRock Core Bond Trust, cutting an estimated $4.04M.
  • New Vernon Investment Management fully exited Invesco Municipal Trust in Q4 2016, selling an estimated $5.39M.
  • New Vernon Investment Management's ten largest holdings make up 60% of its $71.7M portfolio in Q4 2016.
  • New Vernon Investment Management opened 1 new position and closed 7 in Q4 2016.
  • New Vernon Investment Management's portfolio value fell 24% quarter-over-quarter to $71.7M.

Based on New Vernon Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.