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NVIM

New Vernon Investment Management Portfolio holdings

AUM $94.2M
1-Year Est. Return 4.11%
This Fund
S&P 500
This Quarter Est. Return
+12.87%
1 Year Est. Return
+4.11%
3 Year Est. Return
+75.46%
5 Year Est. Return
+132.81%
10 Year Est. Return
+387.55%
AUM
$98.1M
AUM Growth
+$15.8M
Cap. Flow
+$8.61M
Cap. Flow %
8.78%
Top 10 Hldgs %
58.07%
Holding
49
New
12
Increased
3
Reduced
2
Closed
16

Top Buys

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$7.95M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$5.61M
3
CG icon
Carlyle Group
CG
+$4.88M
4
ROK icon
Rockwell Automation
ROK
+$4.85M
5
GM icon
General Motors
GM
+$3.17M

Top Sells

Rank Stock Value
1
BITA
Bitauto Holdings Limited
BITA
+$3.88M
2
FTK icon
Flotek Industries
FTK
+$3.46M
3
C icon
Citigroup
C
+$2.86M
4
XL
XL Group Ltd.
XL
+$2.27M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$2.27M

Sector Composition

Rank Sector Weight
1 Financials 42.98%
2 Industrials 27.42%
3 Consumer Discretionary 12.03%
4 Energy 2.86%
5 Consumer Staples 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAVG
26
DELISTED
Navigators Group Inc
NAVG
$1.26M 1.29%
+40,000
New +$1.2M
PTP
27
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
$1.23M 1.25%
20,000
– –
MFIC icon
28
MidCap Financial Investment
MFIC
$806M
$1.1M 1.13%
43,411
– –
BKLN icon
29
Invesco Senior Loan ETF
BKLN
$6.75B
$1.06M 1.08%
42,600
– –
OCSL icon
30
Oaktree Specialty Lending
OCSL
$1.12B
$925K 0.94%
33,333
– –
VMO icon
31
Invesco Municipal Opportunity Trust
VMO
$661M
$508K 0.52%
+43,408
New +$499K
FGL
32
DELISTED
Fidelity & Guaranty Life
FGL
$379K 0.39%
+20,000
New +$379K
MIG
33
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
$278K 0.28%
40,000
– –
AVD icon
34
American Vanguard Corp
AVD
$61.5M
– –
-60,000
Closed -$1.61M
C icon
35
Citigroup
C
$229B
– –
-59,000
Closed -$2.86M
DAN icon
36
Dana Inc
DAN
$3.24B
– –
-90,000
Closed -$2.06M
FTK icon
37
Flotek Industries
FTK
$1.4B
– –
-25,056
Closed -$3.46M
GS icon
38
Goldman Sachs
GS
$302B
– –
-14,000
Closed -$2.21M
HIG icon
39
CALL
Hartford Financial Services
HIG
$38.4B
– –
-20,000
Closed -$622K
HRI icon
40
Herc Holdings
HRI
$5.77B
– –
-33,333
Closed -$2.22M
IBN icon
41
ICICI Bank
IBN
$108B
– –
-181,500
Closed -$1.01M
JFR icon
42
Nuveen Floating Rate Income Fund
JFR
$1.26B
– –
-102,250
Closed -$1.22M
CPE
43
DELISTED
Callon Petroleum Company
CPE
– –
-15,000
Closed -$821K
DCP
44
DELISTED
DCP Midstream, LP
DCP
– –
-4,500
Closed -$223K
BITA
45
DELISTED
Bitauto Holdings Limited
BITA
– –
-240,627
Closed -$3.88M
THST
46
DELISTED
Truett-Hurst, Inc. Class A Common Stock
THST
– –
-80,000
Closed -$440K
RNF
47
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
– –
-75,000
Closed -$1.84M
JSD
48
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-59,200
Closed -$1.13M
WES
49
DELISTED
Western Gas Partners Lp
WES
– –
-20,000
Closed -$1.2M
1
2

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New Vernon Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, New Vernon Investment Management held 49 positions worth $98.1M, up 19% from $82.3M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

New Vernon Investment Management deployed $8.61M of net new capital in Q4 2013, opening 12 new positions and adding to 3 existing holdings. Its largest new stake was United Airlines: 226,950 shares worth $8.59M.

By sector, the portfolio is most concentrated in Financials at 43% of assets, down from 50% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was XL Group Ltd., an estimated $2.27M trimmed.

  • New Vernon Investment Management's largest Q4 2013 buy was United Airlines: 226,950 shares worth $8.59M.
  • New Vernon Investment Management added most to Apollo Global Management in Q4 2013, an estimated $2.17M increase.
  • New Vernon Investment Management's biggest Q4 2013 reduction was XL Group Ltd., cutting an estimated $2.27M.
  • New Vernon Investment Management fully exited Bitauto Holdings Limited in Q4 2013, selling an estimated $3.88M.
  • New Vernon Investment Management's ten largest holdings make up 58% of its $98.1M portfolio in Q4 2013.
  • New Vernon Investment Management opened 12 new positions and closed 16 in Q4 2013.
  • New Vernon Investment Management's portfolio value rose 19% quarter-over-quarter to $98.1M.

Based on New Vernon Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.