Neuberger Berman Canada’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Neuberger Berman Canada’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-440,000	Closed	-$90.4M	–	271
2014 Q4	$90.4M	Buy	440,000 +10,000	+2%	+$2.01M	14.29%	1
2014 Q3	$84.7M	Buy	430,000 +30,000	+8%	+$5.93M	13.24%	1
2014 Q2	$78.3M	Sell	400,000 -150,000	-27%	-$28.5M	20.19%	1
2014 Q1	$103M	Buy	550,000 +250,000	+83%	+$45.9M	23.36%	1
2013 Q4	$55.4M	Hold	300,000	–	–	13.09%	1
2013 Q3	$50.4M	Sell	300,000 -350,000	-54%	-$58.7M	14.88%	2
2013 Q2	$104M	Buy	+650,000	New	+$105M	20%	1

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Neuberger Berman Canada's SPY Position: Q4 2014 in Review

Neuberger Berman Canada sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q4 2014, closing a stake of 200 shares — an estimated $40.2K sold.

Neuberger Berman Canada first reported a position in SPY in Q2 2013 and held it in 6 quarters. The position peaked at $39K in Q3 2014. 1,439 funds tracked by Wall St. Rank hold SPY as of Q4 2014.

Neuberger Berman Canada reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q4 2014 after selling out during the quarter.
Neuberger Berman Canada sold 200 State Street SPDR S&P 500 ETF Trust shares in Q4 2014, an estimated $40.2K.
Neuberger Berman Canada first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2013 and held it in 6 quarters.
Neuberger Berman Canada's State Street SPDR S&P 500 ETF Trust position peaked at $39K in Q3 2014.
1,439 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q4 2014.

Based on Neuberger Berman Canada's 13F filing for Q4 2014, filed 29 Jan 2015.