NBC Securities’s Source Capital SOR Stock Holding History

NBC Securities’s Portfolio SOR Stock Details SOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$51K	Buy	1,100 +4	+0.4%	+$190	﹤0.01%	1309
2025 Q4	$50.2K	Buy	1,096 +5	+0.5%	+$231	﹤0.01%	1357
2025 Q3	$49.1K	Buy	1,091 +109	+11%	+$4.82K	﹤0.01%	1334
2025 Q2	$42K	Buy	982 +6	+0.6%	+$251	﹤0.01%	1393
2025 Q1	$40K	Buy	+976	New	+$41.2K	﹤0.01%	1233
2024 Q4	–	Sell	-967	Closed	-$43K	–	1953
2024 Q3	$43K	Buy	967 +6	+0.6%	+$263	﹤0.01%	1223
2024 Q2	$42K	Buy	961 +5	+0.5%	+$213	﹤0.01%	1193
2024 Q1	$41K	Buy	956 +6	+0.6%	+$245	﹤0.01%	1200
2023 Q4	$38K	Buy	950 +9	+1%	+$353	﹤0.01%	1219
2023 Q3	$36K	Buy	+941	New	+$36.6K	﹤0.01%	1233

Other funds holding SOR

DKM Wealth Management Stockton, California $139M AUM 18.91% 1-Year Est. Return

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Diversified Management Milwaukee, Wisconsin $468M AUM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mesirow Financial Investment Management Chicago, Illinois $6.18B AUM 18.43% 1-Year Est. Return

First Trust Advisors

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Hara Capital Bellevue, Washington $200M AUM 49.32% 1-Year Est. Return

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Keating Financial Advisory Services Manhattan, Kansas $619M AUM