NBC Securities’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

NBC Securities’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$13.3K	Sell	137 -73	-35%	-$6.92K	﹤0.01%	1792
2026 Q1	$19.5K	Hold	210	–	–	﹤0.01%	1720
2025 Q4	$18.1K	Sell	210 -39	-16%	-$3.29K	﹤0.01%	1812
2025 Q3	$20.8K	Sell	249 -2,115	-89%	-$172K	﹤0.01%	1728
2025 Q2	$185K	Sell	2,364 -6,953	-75%	-$520K	0.02%	861
2025 Q1	$714K	Buy	9,317 +9,306	+84,600%	+$722K	0.06%	327
2024 Q4	$879	Sell	11 -16,216	-100%	-$1.29M	0.08%	265
2024 Q3	$1.28M	Sell	16,227 -4,733	-23%	-$362K	0.11%	198
2024 Q2	$1.54M	Sell	20,960 -2,361	-10%	-$175K	0.14%	150
2024 Q1	$1.78M	Sell	23,321 -8,123	-26%	-$583K	0.17%	121
2023 Q4	$2.23M	Sell	31,444 -2,319	-7%	-$153K	0.22%	94
2023 Q3	$2.19M	Buy	+33,763	New	+$2.29M	0.24%	92

Other funds holding FTA

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

IWC

Integrated Wealth Concepts Waltham, Massachusetts $20.5B AUM 24.45% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

NBC Securities's FTA Position: Q2 2026 in Review

NBC Securities reduced its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 35% in Q2 2026, selling an estimated $6.92K and leaving 137 shares worth $13.3K. The position accounts for ﹤0.01% of the portfolio, ranked #1792.

NBC Securities first reported a position in FTA in Q3 2023 and has held it in 12 quarters since. The position peaked at $2.23M in Q4 2023. 229 funds tracked by Wall St. Rank hold FTA as of Q2 2026.

NBC Securities held 137 shares of First Trust Large Cap Value AlphaDEX Fund worth $13.3K as of Q2 2026.
NBC Securities sold 73 First Trust Large Cap Value AlphaDEX Fund shares in Q2 2026, an estimated $6.92K.
First Trust Large Cap Value AlphaDEX Fund made up ﹤0.01% of NBC Securities's portfolio in Q2 2026, its #1792 holding.
NBC Securities first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q3 2023 and has held it in 12 quarters since.
NBC Securities's First Trust Large Cap Value AlphaDEX Fund position peaked at $2.23M in Q4 2023.
229 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q2 2026.

Based on NBC Securities's 13F filing for Q2 2026, filed 21 Jul 2026.