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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$726K
AUM Growth
-$1.2B
Cap. Flow
-$1.21B
Cap. Flow %
-166,161.62%
Top 10 Hldgs %
52.63%
Holding
704
New
5
Increased
–
Reduced
41
Closed
658

Top Buys

1
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
+$29.3K
2
CBOE icon
Cboe Global Markets
CBOE
+$11.7K
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4K
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$5.77K
5
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.51K

Top Sells

1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$46.8M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$33.4M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$25.3M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$24M

Sector Composition

1 Financials 1.72%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RXI icon
501
iShares Global Consumer Discretionary ETF
RXI
$255M
– –
-2,205
Closed -$225K
RWX icon
502
State Street SPDR Dow Jones International Real Estate ETF
RWX
$279M
– –
-64,081
Closed -$2.46M
SABA
503
Saba Capital Income & Opportunities Fund II
SABA
$223M
– –
-10,054
Closed -$136K
SBUX icon
504
Starbucks
SBUX
$120B
– –
-66,308
Closed -$3.56M
SCHA icon
505
Schwab U.S Small- Cap ETF
SCHA
$22.8B
– –
-158,884
Closed -$2.68M
SCHB icon
506
Schwab US Broad Market ETF
SCHB
$43.1B
– –
-58,218
Closed -$591K
SCHD icon
507
Schwab US Dividend Equity ETF
SCHD
$99.8B
– –
-96,924
Closed -$1.51M
SCHG icon
508
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
– –
-245,400
Closed -$2.03M
SCHV
509
Schwab US Large-Cap Value ETF
SCHV
$15.5B
– –
-121,815
Closed -$2.1M
SCZ icon
510
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.9B
– –
-20,214
Closed -$1.25M
SDOG icon
511
ALPS Sector Dividend Dogs ETF
SDOG
$1.38B
– –
-4,895
Closed -$216K
SDY icon
512
State Street SPDR S&P Dividend ETF
SDY
$21.7B
– –
-140,070
Closed -$12.8M
SHW icon
513
Sherwin-Williams
SHW
$81.6B
– –
-2,520
Closed -$301K
SHY icon
514
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
– –
-14,947
Closed -$1.26M
SHYG icon
515
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
– –
-5,060
Closed -$242K
SIGI icon
516
Selective Insurance
SIGI
$5.75B
– –
-44,868
Closed -$2.42M
SIRI icon
517
SiriusXM
SIRI
$10.3B
– –
-7,079
Closed -$391K
SJM icon
518
J.M. Smucker
SJM
$12B
– –
-2,344
Closed -$246K
SKYY icon
519
First Trust Cloud Computing ETF
SKYY
$2.85B
– –
-5,648
Closed -$237K
SLB icon
520
SLB Ltd
SLB
$70.1B
– –
-10,893
Closed -$760K
SLV icon
521
iShares Silver Trust
SLV
$27B
– –
-88,103
Closed -$1.39M
SMDV icon
522
ProShares Russell 2000 Dividend Growers ETF
SMDV
$700M
– –
-8,528
Closed -$478K
SNY icon
523
Sanofi
SNY
$105B
– –
-10,149
Closed -$505K
SNY icon
524
PUT
Sanofi
SNY
$105B
– –
-1,200
Closed -$1K
SO icon
525
Southern Company
SO
$107B
– –
-39,611
Closed -$1.95M
19 20
21
22 23

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National Planning Corporation's Q4 2017 Portfolio in Review

As of Q4 2017, National Planning Corporation held 704 positions worth $726K, down 100% from $1.2B the previous quarter. Its ten largest holdings account for 53% of the portfolio.

National Planning Corporation withdrew a net $1.21B in Q4 2017, closing 658 positions and reducing 41 holdings. Its most notable exit was Vanguard Total Stock Market ETF, an estimated $33.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 4.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, National Planning Corporation opened a new position in iShares JPMorgan EM High Yield Bond ETF worth $29.2K.

  • National Planning Corporation's largest Q4 2017 buy was iShares JPMorgan EM High Yield Bond ETF: 584 shares worth $29.2K.
  • National Planning Corporation's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $46.8M.
  • National Planning Corporation fully exited Vanguard Total Stock Market ETF in Q4 2017, selling an estimated $33.4M.
  • National Planning Corporation's ten largest holdings make up 53% of its $726K portfolio in Q4 2017.
  • National Planning Corporation opened 5 new positions and closed 658 in Q4 2017.
  • National Planning Corporation's portfolio value fell 100% quarter-over-quarter to $726K.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.