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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$290M
Cap. Flow
-$322M
Cap. Flow %
-28.68%
Top 10 Hldgs %
20.02%
Holding
2,854
New
13
Increased
194
Reduced
409
Closed
2,196

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$16.8M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$16.2M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15.9M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$14.7M
5
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$4.95M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.6M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.2M
3
IYR icon
iShares US Real Estate ETF
IYR
+$16.2M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.8M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$15.7M

Sector Composition

Rank Sector Weight
1 Energy 6.53%
2 Healthcare 5.71%
3 Consumer Staples 4.12%
4 Technology 3.94%
5 Financials 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WR
251
DELISTED
Westar Energy Inc
WR
$776K 0.07%
20,941
-2,137
-9% -$85.9K
SYY icon
252
Sysco
SYY
$40.1B
$774K 0.07%
21,422
-16,788
-44% -$661K
QUAL icon
253
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$771K 0.07%
12,031
-13,062
-52% -$825K
CL icon
254
Colgate-Palmolive
CL
$74.3B
$770K 0.07%
11,429
-21,287
-65% -$1.47M
NQU
255
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$768K 0.07%
55,820
+53,000
+1,879% +$749K
NMO
256
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$755K 0.07%
55,796
+48,167
+631% +$661K
NMA
257
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$752K 0.07%
55,206
+51,000
+1,213% +$708K
CWB icon
258
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$750K 0.07%
15,615
-2,640
-14% -$125K
O icon
259
Realty Income
O
$58.6B
$745K 0.07%
16,691
-9,244
-36% -$463K
NQS
260
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$742K 0.07%
53,431
+48,000
+884% +$678K
NPI
261
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$738K 0.07%
53,888
+47,929
+804% +$672K
NAD icon
262
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$737K 0.07%
+51,941
New +$744K
RCS
263
PIMCO Strategic Income Fund
RCS
$249M
$735K 0.07%
78,734
-15,521
-16% -$148K
LTC
264
LTC Properties
LTC
$2.12B
$733K 0.07%
17,496
+200
+1% +$9.05K
IDV icon
265
iShares International Select Dividend ETF
IDV
$8.53B
$727K 0.06%
20,848
-10,828
-34% -$372K
FXI icon
266
iShares China Large-Cap ETF
FXI
$4.35B
$726K 0.06%
14,428
+3,995
+38% +$170K
APD icon
267
Air Products & Chemicals
APD
$68.6B
$724K 0.06%
5,384
-2,191
-29% -$303K
FBT icon
268
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$723K 0.06%
6,360
+1,243
+24% +$141K
ADAM
269
Adamas Trust
ADAM
$880M
$719K 0.06%
+22,938
New +$716K
IHE icon
270
iShares US Pharmaceuticals ETF
IHE
$1.66B
$695K 0.06%
12,282
-1,854
-13% -$101K
SMH icon
271
VanEck Semiconductor ETF
SMH
$70.1B
$687K 0.06%
24,686
+7,198
+41% +$199K
SPDW icon
272
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$686K 0.06%
23,445
+14,556
+164% +$403K
CHRD icon
273
Chord Energy
CHRD
$7.8B
$685K 0.06%
41,950
+17,050
+68% +$250K
HIX
274
Western Asset High Income Fund II
HIX
$355M
$684K 0.06%
83,915
-43,955
-34% -$356K
LOW icon
275
Lowe's Companies
LOW
$123B
$682K 0.06%
9,678
-2,863
-23% -$205K
9 10
11
12 13

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q1 2015 Portfolio in Review

As of Q1 2015, National Planning Corporation held 2,854 positions worth $1.12B, down 21% from $1.41B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation withdrew a net $322M in Q1 2015, closing 2,196 positions and reducing 409 holdings. Its most notable exit was AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK, an estimated $4M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 6.1% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, National Planning Corporation opened a new position in Schwab US Aggregate Bond ETF worth $1.24M.

  • National Planning Corporation's largest Q1 2015 buy was Schwab US Aggregate Bond ETF: 47,508 shares worth $1.24M.
  • National Planning Corporation added most to iShares MSCI EAFE ETF in Q1 2015, an estimated $16.8M increase.
  • National Planning Corporation's biggest Q1 2015 reduction was Vanguard Morningstar Value ETF, cutting an estimated $16.6M.
  • National Planning Corporation fully exited AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK in Q1 2015, selling an estimated $4M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.12B portfolio in Q1 2015.
  • National Planning Corporation opened 13 new positions and closed 2,196 in Q1 2015.
  • National Planning Corporation's portfolio value fell 21% quarter-over-quarter to $1.12B.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.