National Planning Corporation’s Invesco S&P SmallCap Low Volatility ETF XSLV Stock Holding History

National Planning Corporation’s Portfolio XSLV Stock Details XSLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-59,115	Closed	-$2.72M	–	643
2017 Q3	$2.72M	Sell	59,115 -10,012	-14%	-$438K	0.23%	96
2017 Q2	$3.05M	Buy	69,127 +14,756	+27%	+$638K	0.23%	99
2017 Q1	$2.3M	Buy	54,371 +5,051	+10%	+$216K	0.17%	129
2016 Q4	$2.08M	Buy	49,320 +14,215	+40%	+$575K	0.16%	130
2016 Q3	$1.32M	Buy	35,105 +12,739	+57%	+$489K	0.11%	196
2016 Q2	$850K	Buy	22,366 +10,305	+85%	+$368K	0.07%	271
2016 Q1	$428K	Buy	12,061 +5,397	+81%	+$178K	0.04%	392
2015 Q4	$213K	Buy	+6,664	New	+$228K	0.02%	611
2015 Q1	–	Sell	-2,784	Closed	-$92.3K	–	2082
2014 Q4	$92.3K	Buy	+2,784	New	+$89.9K	0.01%	967
2013 Q4	–	Sell	-28,817	Closed	-$836K	–	731
2013 Q3	$836K	Buy	28,817 +4,351	+18%	+$124K	0.08%	248
2013 Q2	$660K	Buy	+24,466	New	+$655K	0.08%	241

Other funds holding XSLV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

National Planning Corporation's XSLV Position: Q4 2017 in Review

National Planning Corporation sold out of Invesco S&P SmallCap Low Volatility ETF (XSLV) in Q4 2017, closing a stake of 59,115 shares — an estimated $2.72M sold.

National Planning Corporation first reported a position in XSLV in Q2 2013 and held it in 11 quarters. The position peaked at $3.05M in Q2 2017. 118 funds tracked by Wall St. Rank hold XSLV as of Q4 2017.

National Planning Corporation reported no remaining Invesco S&P SmallCap Low Volatility ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 59,115 Invesco S&P SmallCap Low Volatility ETF shares in Q4 2017, an estimated $2.72M.
National Planning Corporation first reported a position in Invesco S&P SmallCap Low Volatility ETF in Q2 2013 and held it in 11 quarters.
National Planning Corporation's Invesco S&P SmallCap Low Volatility ETF position peaked at $3.05M in Q2 2017.
118 funds tracked by Wall St. Rank held Invesco S&P SmallCap Low Volatility ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.