National Planning Corporation’s Invesco S&P 500 High Dividend Low Volatility ETF SPHD Stock Holding History

National Planning Corporation’s Portfolio SPHD Stock Details SPHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-377,861	Closed	-$15.5M	–	532
2017 Q3	$15.5M	Buy	377,861 +7,255	+2%	+$293K	1.29%	13
2017 Q2	$15M	Buy	370,606 +86,945	+31%	+$3.5M	1.14%	14
2017 Q1	$11.5M	Buy	283,661 +22,641	+9%	+$910K	0.87%	24
2016 Q4	$10.3M	Buy	261,020 +53,674	+26%	+$2.06M	0.8%	25
2016 Q3	$7.77M	Buy	207,346 +14,004	+7%	+$548K	0.62%	30
2016 Q2	$7.58M	Buy	193,342 +50,002	+35%	+$1.85M	0.59%	33
2016 Q1	$5.3M	Buy	143,340 +46,181	+48%	+$1.58M	0.46%	46
2015 Q4	$3.25M	Buy	+97,159	New	+$3.2M	0.27%	87
2015 Q1	–	Sell	-344	Closed	-$11.3K	–	1850
2014 Q4	$11.3K	Buy	+344	New	+$11K	﹤0.01%	1977
2013 Q3	–	Sell	-30,541	Closed	-$838K	–	687
2013 Q2	$838K	Buy	+30,541	New	+$852K	0.1%	203

Other funds holding SPHD

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BCM Advisors Lafayette, Louisiana $507M AUM 19.94% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NCM

Northside Capital Management Hood River, Oregon $1.22B AUM 20.77% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

National Planning Corporation's SPHD Position: Q4 2017 in Review

National Planning Corporation sold out of Invesco S&P 500 High Dividend Low Volatility ETF (SPHD) in Q4 2017, closing a stake of 377,861 shares — an estimated $15.5M sold.

National Planning Corporation first reported a position in SPHD in Q2 2013 and held it in 10 quarters. The position peaked at $15.5M in Q3 2017. 206 funds tracked by Wall St. Rank hold SPHD as of Q4 2017.

National Planning Corporation reported no remaining Invesco S&P 500 High Dividend Low Volatility ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 377,861 Invesco S&P 500 High Dividend Low Volatility ETF shares in Q4 2017, an estimated $15.5M.
National Planning Corporation first reported a position in Invesco S&P 500 High Dividend Low Volatility ETF in Q2 2013 and held it in 10 quarters.
National Planning Corporation's Invesco S&P 500 High Dividend Low Volatility ETF position peaked at $15.5M in Q3 2017.
206 funds tracked by Wall St. Rank held Invesco S&P 500 High Dividend Low Volatility ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.