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Invesco S&P 500 High Dividend Low Volatility ETF

20 hedge funds and large institutions have $24.9M invested in Invesco S&P 500 High Dividend Low Volatility ETF in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

5% more funds holding

Funds holding: 1920 (+1)

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

7.11% less ownership

Funds ownership: 25.75%18.63% (-7.1%)

29% less capital invested

Capital invested by funds: $35M → $24.9M (-$10M)

Holders
20
Holders Change
+1
Holders Change %
+5.26%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
8
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.76M -$3.61M -130,199 -34%
Wells Fargo
2
Wells Fargo
California
$3.67M -$509K -18,346 -12%
RJA
3
Raymond James & Associates
Florida
$2.96M +$236K +8,504 +9%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$2.08M +$200K +7,202 +10%
LPL Financial
5
LPL Financial
California
$1.92M +$30.8K +1,112 +2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.75M -$1.61M -58,203 -48%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.7M +$555K +19,999 +47%
U
8
UBS
Switzerland
$662K +$56.4K +2,034 +9%
Deutsche Bank
9
Deutsche Bank
Germany
$660K +$259K +9,325 +63%
TRCT
10
Tower Research Capital (TRC)
New York
$560K +$570K +20,537 New
Bank of America
11
Bank of America
North Carolina
$472K +$40.8K +1,471 +9%
SNC
12
Stifel Nicolaus & Co
Missouri
$465K -$1.35M -48,785 -74%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$252K -$1.21M -43,467 -82%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$243K +$248K +8,925 New
AIG
15
American International Group
New York
$237K -$3.07M -110,747 -93%
SI
16
SII Investments
Wisconsin
$236K -$8.13K -293 -3%
MWAM
17
Mariner Wealth Advisors (Madison)
Kansas
$191K
Ameriprise
18
Ameriprise
Minnesota
$78K
MFS
19
MSI Financial Services
Massachusetts
$20K -$1.03K -37 -5%
Citigroup
20
Citigroup
New York
$4K +$28 +1 +0.7%
NPC
21
National Planning Corporation
California
-$838K -30,541 Closed

SPHD Hedge Fund Activity: Q3 2013 in Review

20 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 High Dividend Low Volatility ETF (SPHD) for Q3 2013, worth a combined $24.9M — down 29% from $35M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new SPHD positions and 1 closed out — a net gain of 1 holder — while 8 added to existing stakes and 8 trimmed.

The largest buyer was Tower Research Capital (TRC), opening a new position worth an estimated $570K. The largest seller was Morgan Stanley, cutting an estimated $3.61M.

  • 20 institutional investors held Invesco S&P 500 High Dividend Low Volatility ETF (SPHD) as of Q3 2013, up from 19 in Q2 2013.
  • Funds reported $24.9M of Invesco S&P 500 High Dividend Low Volatility ETF stock for Q3 2013, down 29% quarter-over-quarter.
  • 2 funds opened new Invesco S&P 500 High Dividend Low Volatility ETF positions in Q3 2013 and 1 closed out, a net change of +1 holder.
  • The largest Invesco S&P 500 High Dividend Low Volatility ETF buyer in Q3 2013 was Tower Research Capital (TRC), an estimated $570K added.
  • The largest Invesco S&P 500 High Dividend Low Volatility ETF seller in Q3 2013 was Morgan Stanley, an estimated $3.61M sold.

Based on aggregated 13F filings for Q3 2013.