National Planning Corporation’s Invesco Financial Preferred ETF PGF Stock Holding History

National Planning Corporation’s Portfolio PGF Stock Details PGF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-29,439	Closed	-$569K	–	698
2016 Q2	$569K	Sell	29,439 -24,031	-45%	-$454K	0.04%	347
2016 Q1	$1.01M	Sell	53,470 -34,425	-39%	-$637K	0.09%	227
2015 Q4	$1.62M	Buy	+87,895	New	+$1.63M	0.13%	180
2015 Q1	–	Sell	-1,080	Closed	-$19.8K	–	1651
2014 Q4	$19.8K	Buy	+1,080	New	+$19.6K	﹤0.01%	1724

Other funds holding PGF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

BAAM

Baker Avenue Asset Management San Francisco, California $4.43B AUM 26.6% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

National Planning Corporation's PGF Position: Q3 2016 in Review

National Planning Corporation sold out of Invesco Financial Preferred ETF (PGF) in Q3 2016, closing a stake of 29,439 shares — an estimated $569K sold.

National Planning Corporation first reported a position in PGF in Q4 2014 and held it in 4 quarters. The position peaked at $1.62M in Q4 2015. 148 funds tracked by Wall St. Rank hold PGF as of Q3 2016.

National Planning Corporation reported no remaining Invesco Financial Preferred ETF position as of Q3 2016 after selling out during the quarter.
National Planning Corporation sold 29,439 Invesco Financial Preferred ETF shares in Q3 2016, an estimated $569K.
National Planning Corporation first reported a position in Invesco Financial Preferred ETF in Q4 2014 and held it in 4 quarters.
National Planning Corporation's Invesco Financial Preferred ETF position peaked at $1.62M in Q4 2015.
148 funds tracked by Wall St. Rank held Invesco Financial Preferred ETF as of Q3 2016.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.