National Planning Corporation’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

National Planning Corporation’s Portfolio OAK Stock Details OAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-800	Closed	-$43.3K	–	2321
2014 Q4	$43.3K	Sell	800 -7,683	-91%	-$371K	﹤0.01%	1322
2014 Q3	$433K	Sell	8,483 -7,185	-46%	-$360K	0.03%	448
2014 Q2	$783K	Sell	15,668 -6,262	-29%	-$325K	0.06%	296
2014 Q1	$1.27M	Sell	21,930 -11,990	-35%	-$704K	0.11%	187
2013 Q4	$1.99M	Buy	33,920 +12,239	+56%	+$680K	0.18%	130
2013 Q3	$1.15M	Buy	+21,681	New	+$1.15M	0.11%	200

Other funds holding OAK

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FPP

Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return

Hawkins Capital Houston, Texas $55.4M AUM 239.39% 1-Year Est. Return

OCAM

Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

National Planning Corporation's OAK Position: Q1 2015 in Review

National Planning Corporation sold out of OAKTREE CAPITAL GROUP, LLC (OAK) in Q1 2015, closing a stake of 800 shares — an estimated $43.3K sold.

National Planning Corporation first reported a position in OAK in Q3 2013 and held it in 6 quarters. The position peaked at $1.99M in Q4 2013. 178 funds tracked by Wall St. Rank hold OAK as of Q1 2015.

National Planning Corporation reported no remaining OAKTREE CAPITAL GROUP, LLC position as of Q1 2015 after selling out during the quarter.
National Planning Corporation sold 800 OAKTREE CAPITAL GROUP, LLC shares in Q1 2015, an estimated $43.3K.
National Planning Corporation first reported a position in OAKTREE CAPITAL GROUP, LLC in Q3 2013 and held it in 6 quarters.
National Planning Corporation's OAKTREE CAPITAL GROUP, LLC position peaked at $1.99M in Q4 2013.
178 funds tracked by Wall St. Rank held OAKTREE CAPITAL GROUP, LLC as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.