National Planning Corporation’s American Water Works AWK Stock Holding History

National Planning Corporation’s Portfolio AWK Stock Details AWK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-2,602	Closed	-$211K	–	81
2017 Q3	$211K	Sell	2,602 -96	-4%	-$7.77K	0.02%	618
2017 Q2	$211K	Buy	+2,698	New	+$212K	0.02%	657
2016 Q3	–	Sell	-3,188	Closed	-$262K	–	664
2016 Q2	$262K	Sell	3,188 -9,377	-75%	-$697K	0.02%	527
2016 Q1	$930K	Buy	12,565 +860	+7%	+$56K	0.08%	237
2015 Q4	$746K	Buy	11,705 +786	+7%	+$45.3K	0.06%	311
2015 Q3	$633K	Buy	10,919 +1,085	+11%	+$56.7K	0.06%	297
2015 Q2	$522K	Sell	9,834 -851	-8%	-$44.8K	0.05%	344
2015 Q1	$571K	Buy	10,685 +1,217	+13%	+$66.2K	0.05%	316
2014 Q4	$511K	Sell	9,468 -1,539	-14%	-$79.7K	0.04%	396
2014 Q3	$530K	Buy	11,007 +391	+4%	+$19.1K	0.04%	385
2014 Q2	$525K	Buy	10,616 +784	+8%	+$36.9K	0.04%	383
2014 Q1	$448K	Buy	9,832 +1,179	+14%	+$51K	0.04%	408
2013 Q4	$362K	Buy	8,653 +321	+4%	+$13.4K	0.03%	468
2013 Q3	$342K	Buy	8,332 +1,143	+16%	+$47.3K	0.03%	450
2013 Q2	$294K	Buy	+7,189	New	+$297K	0.04%	390

Other funds holding AWK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

National Planning Corporation's AWK Position: Q4 2017 in Review

National Planning Corporation sold out of American Water Works (AWK) in Q4 2017, closing a stake of 2,602 shares — an estimated $211K sold.

National Planning Corporation first reported a position in AWK in Q2 2013 and held it in 15 quarters. The position peaked at $930K in Q1 2016. 704 funds tracked by Wall St. Rank hold AWK as of Q4 2017.

National Planning Corporation reported no remaining American Water Works position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 2,602 American Water Works shares in Q4 2017, an estimated $211K.
National Planning Corporation first reported a position in American Water Works in Q2 2013 and held it in 15 quarters.
National Planning Corporation's American Water Works position peaked at $930K in Q1 2016.
704 funds tracked by Wall St. Rank held American Water Works as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.