National Planning Corporation’s iShares Core 60/40 Balanced Allocation ETF AOR Stock Holding History

National Planning Corporation’s Portfolio AOR Stock Details AOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-10,020	Closed	-$449K	–	77
2017 Q3	$449K	Sell	10,020 -961	-9%	-$42.4K	0.04%	390
2017 Q2	$479K	Buy	10,981 +2,025	+23%	+$87.3K	0.04%	419
2017 Q1	$378K	Buy	+8,956	New	+$373K	0.03%	454
2016 Q1	–	Sell	-9,048	Closed	-$335K	–	649
2015 Q4	$335K	Buy	+9,048	New	+$356K	0.03%	488
2015 Q1	–	Sell	-11,991	Closed	-$477K	–	720
2014 Q4	$477K	Buy	11,991 +3,024	+34%	+$120K	0.03%	416
2014 Q3	$352K	Hold	8,967	–	–	0.03%	508
2014 Q2	$363K	Hold	8,967	–	–	0.03%	509
2014 Q1	$352K	Sell	8,967 -1,121	-11%	-$43.1K	0.03%	498
2013 Q4	$388K	Sell	10,088 -3,194	-24%	-$121K	0.03%	443
2013 Q3	$492K	Buy	13,282 +5,065	+62%	+$184K	0.05%	349
2013 Q2	$291K	Buy	+8,217	New	+$296K	0.04%	392

Other funds holding AOR

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

SWPG

Strategic Wealth Partners Group Deerfield, Illinois $906M AUM 23.4% 1-Year Est. Return

VFP

Verus Financial Partners Richmond, Virginia $1.17B AUM 15.91% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

National Planning Corporation's AOR Position: Q4 2017 in Review

National Planning Corporation sold out of iShares Core 60/40 Balanced Allocation ETF (AOR) in Q4 2017, closing a stake of 10,020 shares — an estimated $449K sold.

National Planning Corporation first reported a position in AOR in Q2 2013 and held it in 11 quarters. The position peaked at $492K in Q3 2013. 137 funds tracked by Wall St. Rank hold AOR as of Q4 2017.

National Planning Corporation reported no remaining iShares Core 60/40 Balanced Allocation ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 10,020 iShares Core 60/40 Balanced Allocation ETF shares in Q4 2017, an estimated $449K.
National Planning Corporation first reported a position in iShares Core 60/40 Balanced Allocation ETF in Q2 2013 and held it in 11 quarters.
National Planning Corporation's iShares Core 60/40 Balanced Allocation ETF position peaked at $492K in Q3 2013.
137 funds tracked by Wall St. Rank held iShares Core 60/40 Balanced Allocation ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.